News

InvestorCOM Named “Best RegTech Platform” in 2022 FinTech Breakthrough Awards Program

News March 17, 2022

International Awards Program Recognizes Outstanding Financial Technology Products and Companies TORONTO – March 17, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that it has been named “Best RegTech Platform” in the sixth annual FinTech Breakthrough Awards program conducted by FinTech Breakthrough, an independent market intelligence organization that […]

InvestorCOM Hamilton Niagara Top Employer 2022

InvestorCOM Recognized as a Top Employer for 2022

News January 11, 2022

InvestorCOM is named a Top Regional Employer in the Hamilton-Niagara Region for the fifth year in a row. Brantford, ON, January 11, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced the company has been named one of Hamilton-Niagara’s Top Employers for 2022. This marks InvestorCOM’s fifth year winning […]

Wealth Firms Use InvestorCOM to Meet KYP Requirements for the Client Focused Reforms

News November 23, 2021

Firms use InvestorCOM’s compliance platform to satisfy KYP requirements: assess and monitor product shelf for material change and compare and document reasonable product alternatives. Toronto, ON, November 23, 2021 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that several Canadian investment dealers, with close to $1 Trillion of assets […]

Canadian RegTech Awards Best Wealth Management Regulatory Solution

InvestorCOM Recognized as Best Wealth Management Regulatory Solution for the Client Focused Reforms

News November 16, 2021

Canadian RegTech Award recognizes InvestorCOM’s significant achievement and innovation in the advancement of regulatory technology. Toronto, ON, November 16, 2021 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its compliance platform for meeting the Know Your Product (KYP) requirements of the Client Focused Reforms (CFRs) has been recognized […]

Leading Canadian Insurer Implements InvestorCOM DOX to Digitize Marketing Content and Delivery Process

News October 18, 2021

Company saves thousands of hours per year using InvestorCOM’s DOX platform. Toronto, ON, October 18, 2021 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced a new subscription license agreement with one of Canada’s top insurance providers. Through this agreement, the company will use InvestorCOM DOX to centralize and digitize […]

InvestorCOM Launches Rollover Application for Meeting Reg BI and PTE 2020-02 Regulations

News August 2, 2021

RolloverAnalyzer™ enables financial professionals to consistently document and disclose rollover recommendations. Toronto, ON, August 2, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today launched RolloverAnalyzer™ a cloud-based application for rollovers to help financial professionals comply with the SEC’s Reg BI and the Department of […]

Peer Ratings Added to InvestorCOM to Investment Comparison App

InvestorCOM Adds Powerful Peer Ratings Capability to Investment Comparison Application

News July 6, 2021

Algorithm-based rating eliminates advisor guesswork when making compliant investment recommendations; provides supervision teams with unprecedented oversight. Toronto, ON, July 6, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that a Peer Rating capability has been added to InvestorCOM PeerCompare to help advisors […]

Materiality Index Monitor for Significant Change

InvestorCOM Adds Competitive Intelligence Capability to ShelfMonitor

News April 15, 2021

ShelfAnalyzer™ empowers firms to establish a best interest product shelf in support of regulatory requirements. Toronto, ON, April 15, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the availability of a new competitive assessment capability within ShelfMonitor, InvestorCOM’s product shelf management tool. ShelfAnalyzer™ […]

2021 InvestorCOM Canadas Top Small and Medium Employers

InvestorCOM Named One of Canada’s Top Employers for 2021

News April 6, 2021

Recognized as one of Canada’s Top Small and Medium Employers for the third year. Toronto, ON, April 6, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that the company has been named one of Canada’s Top Small & Medium Employers (SMEs) for […]

Fintech Innovator Rob Dearman Joins InvestorCOM’s US Advisory Board

News March 11, 2021

Rob Dearman has a track record of developing and applying innovative technology to solve complex financial services business problems. Toronto, ON, March 11, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that Rob Dearman, Founder and Chief Innovation Officer at DCG Insight […]

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