Events

The Annuity Balancing Act: Growth, Speed and Compliance

Events

Record demand is here. Learn how leading wealth firms are scaling annuity sales with digital workflows, without taking on compliance risk.  Upcoming Webinar | 1pm ET | 17 November, 2026  $464.1 billion. That's how much Americans put into annuities in 2025, a fourth straight record. And 2026 is off to an even stronger start, with [...] Read More

Convergence and the Retirement Advice Reset

Events

On Demand Webinar: The Future of Retirement Advice - Growth, Regulation and the Rollover Opportunity Retirement advice is entering a new era. The traditional lines between retirement plans, wealth management, rollovers, and retirement income are disappearing. Advisors are being asked to help clients navigate a broader range of decisions: whether to remain in a plan, [...] Read More

Annuities at the Crossroads of Growth and Compliance

Events

Unlocking annuity growth with stronger recommendation workflows On-demand Webinar The annuity market is no longer experiencing a temporary surge driven by favorable interest rates. Its growth has become structural. Even as rates began to fall, annuity demand continued. It simply shifted toward products designed to offer protected growth, including registered index-linked annuities and fixed indexed [...] Read More

Navigating Annuity Rollovers Compliantly

Events

The Retirement Income Unlock For decades, the retirement industry was built around a single objective: accumulation. Investors were encouraged to save more, contribute consistently, and remain invested. Advisors measured success by portfolio growth. Product innovation focused on helping assets compound over time. Today, a different question is emerging. Download Webinar Slides and Poll Results: How [...] Read More

The New Reality of Rollover Advice

Events

Clarity in an Era of Ambiguity For wealth firms, the conversation around rollover advice has entered a new phase—defined less by sweeping new regulatory expectations and more by persistent change and ambiguity. The vacating of the Department of Labor’s Retirement Security Rule did not eliminate fiduciary responsibility. Instead, it exposed a more complex reality: multiple [...] Read More

The Great Convergence: Bridging Wealth & Retirement

Events

On-Demand Webinar The convergence of wealth management and retirement planning is reshaping the financial services industry. As retirement plan advisors (RPAs) expand into wealth, and wealth managers target retirement assets, rollovers have emerged as the key battleground, representing a trillion dollars annually in addressable assets.  This seismic shift brings both opportunity and regulatory scrutiny. Growth focused firms are equipping their advisors to deliver holistic advice while [...] Read More

Navigating Regulatory Expectations Under CFRs

Events

On-Demand Webinar Bridging the Compliance Gap: Meeting Regulator Expectations Under CFRs  The CSA and CIRO have issued new guidance under Staff Notice 31-368, highlighting persistent compliance gaps in how firms are implementing the Client-Focused Reforms (CFRs) — particularly around Know Your Product (KYP) and the assessment of a Reasonable Range of Alternatives.  InvestorCOM hosted leading [...] Read More

2026 Compliance Readiness: Expect More, Prepare Smarter

Events

The Convergence Era: How Compliance, Wealth, and Retirement Planning Are Reshaping the Future of Advice in 2026 The Industry Is Entering Its Most Transformative Convergence Yet Wealth management, retirement advice, and compliance have traditionally operated in adjacent but separate lanes. That separation is disappearing. In 2026, firms are entering a convergence era – where regulatory [...] Read More

Tap into the $1.3 Trillion Rollover Opportunity

Events

On-Demand Webinar Compliance and Growth in the Rollover Opportunity The retirement landscape in North America is shifting rapidly. With an estimated $1.3 trillion in annual rollover activity on the horizon, wealth management firms are being presented with both extraordinary growth prospects and heightened regulatory expectations. This InvestorCOM webinar explores how firms can navigate this environment [...] Read More

Compliance as a Business Enabler: Transforming Oversight into Opportunity

Events

Compliance Isn’t the Enemy of Growth Anymore, They Are Complimentary On Demand Webinar Compliance has long been seen as a defensive function – necessary but burdensome, a cost center rather than a contributor to business success. But if there was one key takeaway from InvestorCOM’s recent webinar with compliance leaders and former regulators, it’s this: [...] Read More