News

TORONTO, December 13, 2022 – Today, CIBC Mellon announced a new collaboration with InvestorCOM Inc. (InvestorCOM). InvestorCOM is a leading technology provider whose services focus on addressing the evolving compliance disclosure needs of the financial services industry. Through this collaboration, CIBC Mellon’s clients can now tap into InvestorCOM’s Publisher solution to ensure print-ready status of […]

InvestorCOM AccountCompare ensures account type recommendations are in the investor’s best interest, fully documented and aligned with the firm’s policies. Toronto, ON, December 1, 2022 – InvestorCOM, a leading wealth compliance software provider, today announced that its powerful compliance platform now features an account analysis application to help financial professionals ensure the account type is […]

TORONTO, November 29, 2022 — Estancia Capital Partners announced today they completed a significant investment in InvestorCOM, a leading provider of software and tech-enabled compliance solutions to the asset and wealth management industry. The investment is intended to accelerate InvestorCOM’s continued expansion across North America and globally. “We are excited to partner with Estancia on this […]

For the fifth year in a row, InvestorCOM wins 2023 Hamilton-Niagara Top Employers Award Toronto, ON, November 24, 2022 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Hamilton-Niagara’s Top Employers for 2023. The Hamilton-Niagara Top Employers awards […]

Compliance teams can monitor and analyze their firm’s rollover activity, identify risk-based scenarios for self-correction, and export data for regulatory reports. Toronto, ON, November 1, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that the company’s rollover application now features a compliance dashboard, making it easier for compliance […]

Toronto, ON, October 24, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that Kovack Financial Network (“KFN”), an independent broker-dealer and registered investment advisor, will roll out InvestorCOM RolloverAnalyzer across their firm. RolloverAnalyzer is an intuitive app for making best interest rollover recommendations and was developed to help […]

Advisors can now meet their regulatory obligations by staying on top of significant changes to investment products in their book of business.   Toronto, ON, September 27, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its product shelf monitoring application now includes powerful new capabilities that will […]

Wealth Professional Canada recognizes top 30 wealth tech firms that are helping dealers and advisors future-proof their business   TORONTO – September 26, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that it has been recognized as a 5-Star Wealth Technology Provider by Wealth Professional (WP) Canada. WP’s […]

InvestorCOM’s compliance software was recognized by “Wealthies” judges for the second year in a row.   NEW YORK CITY, NY, September 9, 2022 — InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that it was recognized as a finalist in the 2022 WealthManagement.com Industry Awards in the category of Compliance. […]

Wintrust Wealth Management is one of the oldest and most respected financial service providers based in the Midwest. The firm serves nearly 30,000 clients and is responsible for over $36 billion of their assets. To meet the regulatory requirements for Reg BI’s Care Obligation, Wintrust’s financial professionals will be using InvestorCOM PeerCompare. The intuitive app […]