MARKET OPPORTUNITY
The $1 Trillion IRA rollover opportunity
Taking advantage of the biggest organic growth opportunity requires purpose-built technology as the backbone to make this convergence scalable, personalized, compliance and cost-efficient.
Key performance indicators for rollover growth
107%
18%
2x
(Source: 2023–2025 study of rollovers processed through InvestorCOM RolloverAnalyzer. Results may vary by firm)
The Platform Modules
A single, modular workflow to analyze, document, and disclose best interest rollover recommendations to clients.
RolloverProspector™
Proactively identify the right rollover opportunities.
Stop waiting for clients to ask. Prospector automatically scans your book of business to surface high-propensity rollover candidates based on plan data and advisor fit.
✅ 2.5x Activity Increase:Proven to drive more conversations per week.
✅ Advisor Matching:AI-driven pairing of plans to advisor expertise.
RolloverAnalyzer™
Best interest analysis made simple.
If your advisors are using manual forms and large text boxes, you know the compliance burden. Analyzer automates the cost comparison, Form 5500 lookup, and risk assessment in one flow.
PeerCompare Annuities™
Annuity recommendations made proudly simple.
Replace complex, manual processes with an intuitive digital solution for Fixed, Fixed Indexed, Registered Index, and Variable annuities. PeerCompare streamlines Available Alternatives analysis, 1035 exchanges, and compliance documentation — all in one workflow.
✅ RAA Ranking Engine™:Identify and compare Available Alternatives to support best-interest recommendations.
✅ Built-in Compliance:Native recordkeeping for Reg BI, NAIC Best Interest, and PTE 2020-02 requirements.
RolloverTransfer™
End-to-end digital execution.
Eliminate the “wet signature” delays. Transform a multi-week paper process into a 15-minute digital workflow that tracks status in real-time.
✅ -40% Drop-off:Reduce abandoned transfers significantly.
✅ Real-time Tracking:Advisor and client see the same status.
2025 Compliance Report
Turning compliance into a growth engine
“Solve the regulatory challenge, and you unlock measurable growth in activity and asset capture.”
+30% YoY
The average advisor on our platform recommended 30% more rollovers in Q1 2025 vs 2024.
“InvestorCOM’s new RolloverAnalyzer has been a game-changer for our firm. Not only has it simplified our compliance process, but it has also allowed us to increase our rollover business by leveraging simple process and data-driven insights. The new enhancements provide even greater value, ensuring we are well-positioned to meet our regulatory obligations while maximizing client outcomes.”
Rick Ohlrich
Chief Compliance Officer at RFG Advisory
Frequently Asked Questions
What parts of the rollover journey does the platform cover?
Our platform covers the entire lifecycle from prospecting (finding opportunities), to assessment (Reg BI/PTE 2020-02 compliance), through to execution (automated transfers).
Can we buy modules separately and expand later?
Yes. The platform is modular. You can start with RolloverProspector, RolloverAnalyzer, or RolloverTransfer independently and scale as needed.
How does the platform support Reg BI and PTE 2020-02?
We provide a built-in workflow that documents the best-interest rationale, compares costs/services, and generates the required disclosure documents automatically.
