Rollover Platform The comprehensive platform for the end-to-end rollover journey.
Trusted by leading wealth management firms across North America:
Market Opportunity
The $1 trillion IRA rollover opportunity.
Taking advantage of the biggest organic growth opportunity requires purpose-built technology as the backbone to make this convergence scalable, personalized, compliant, and cost-efficient.
Key performance indicators for rollover growth.
107%
Growth in recommendation volume
18%
Increase in average rollover size
2x
Revenue multiplier (fees increase)
(Source: 2023–2025 study of rollovers processed through InvestorCOM RolloverAnalyzer. Results may vary by firm.)
The platform modules.
A single, modular workflow to analyze, document, and disclose best interest rollover recommendations to clients.
RolloverProspector™
Proactively identify the right rollover opportunities.
Stop waiting for clients to ask. Prospector automatically scans your book of business to surface high-propensity rollover candidates based on plan data and advisor fit.
2.5x Activity Increase
Proven to drive more conversations per week.
Advisor Matching
AI-driven pairing of plans to advisor expertise.
RolloverAnalyzer™
Best interest analysis made simple.
If your advisors are using manual forms and large text boxes, you know the compliance burden. Analyzer automates the cost comparison, Form 5500 lookup, and risk assessment in one flow.
+18% Deal Size
Detailed analysis builds client confidence.
Integrated Form 5500
Instant plan expense look-up.
IRA Fee Lookup
Find and document existing IRA fees in seconds.
Plan Investment Lookup
Calculate investment costs from the client’s actual holdings.
Product Cost Lookup
Build complete, product-specific cost comparisons.
Supervision Agent
Use AI to supervise every rollover. Focus human effort on the exceptions.
PeerCompare Annuities™
Annuity recommendations made proudly simple.
Replace complex, manual processes with an intuitive digital solution for Fixed, Fixed Indexed, Registered Index, and Variable annuities. PeerCompare streamlines Available Alternatives analysis, 1035 exchanges, and compliance documentation — all in one workflow.
RAA Ranking Engine™
Identify and compare Available Alternatives to support best-interest recommendations.
Built-in Compliance
Native recordkeeping for Reg BI, NAIC Best Interest, and PTE 2020-02 requirements.
RolloverTransfer™
End-to-end digital execution.
Eliminate the “wet signature” delays. Transform a multi-week paper process into a 15-minute digital workflow that tracks status in real time.
-40% Drop-off
Reduce abandoned transfers significantly.
Real-time Tracking
Advisor and client see the same status.
2025 Compliance Report
Turning compliance into a growth engine.
“Solve the regulatory challenge, and you unlock measurable growth in activity and asset capture.”
+30% YoY
The average advisor on our platform recommended 30% more rollovers in Q1 2025 vs 2024.
Previous year
2025 with InvestorCOM software
Standardized workflows
Audit-ready records
Supervision-ready outputs
“With access to InvestorCOM’s comprehensive rollover analysis tool, our Financial Advisors can easily document their comprehensive discussions with clients about moving their retirement dollars.”
Risa Gomez
First Vice President of Retirement Plan Services at Davenport & Company LLC
“InvestorCOM’s RolloverAnalyzer checks all the boxes within a single workflow and does it simply and intuitively.”
Ryan Carlson
Principal at American Independent Securities Group
“RolloverAnalyzer is predicated on common sense compliance. With an app that is so simple and easy to use, our team will never go back to making rollover recommendations manually.”
Armin Sarabi
Frequently asked questions.
What parts of the rollover journey does the platform cover?
Our platform covers the entire lifecycle from prospecting (finding opportunities), to assessment (Reg BI/PTE 2020-02 compliance), through to execution (automated transfers).
Can we buy modules separately and expand later?
Yes. The platform is modular. You can start with RolloverProspector, RolloverAnalyzer, or RolloverTransfer independently and scale as needed.
How does the platform support Reg BI and PTE 2020-02?
We provide a built-in workflow that documents the best-interest rationale, compares costs/services, and generates the required disclosure documents automatically.