We help asset managers comply with regulatory requirements, compare and monitor their product offering across competitors and the industry, and communicate more effectively with their clients. Our modular, drop-in solutions are intuitive, cost-effective and fast to implement.
Assess and monitor the competitiveness of your product offering
In a heavily regulated and competitive market, insights into the competitiveness of a firm’s product offering has never been more important.
Best Interest reforms have placed increasing pressure on mitigating conflicts and brought increased importance to the competitiveness of a firm’s product offering.
- Assess the competitiveness of your products and see how they stack up against their peers across configurable cost, risk, and return attributes.
- Monitor how products change relative to key competitors or the universe of alternatives.
- Drill into product details and capture a record of the comparison for sharing with your team.
Compose, translate and publish regulatory documents
Producing and translating MRFPs, Fund Facts and financial statements is time consuming and error prone.
Publisher is a drop-in solution that inputs your data as is automates the process of composing, translating and publishing regulatory documents.
- Meet Compliance for AODA.
- Automated French translation.
- 24/7 online access.
Use Publisher to improve your document quality, create efficiencies and lower costs.
Design and deliver compliant communications
Our Client Communication Management (CCM) solution makes it easy to design and deliver compliant client documents – financial statements, trade confirmations and tax slips – across digital and print channels
Create, customize and deliver marketing documents on demand
Reduce your marketing fulfillment costs by 30-40% by using DOX to order, customize and deliver customized content on demand.
DOX facilitates the cost-effective and compliant fulfillment of custom Advisor sales kits so that you can focus on advisor engagement and business development.
Lower costs by taking your CDM process digital
Migrate costly print/mail delivery to secure e-delivery of MRFPs and Financial Statements. Consolidate documents into a single dynamic package of compliance documents according to client’s holdings and preferences.
- Turn-key solution for your entire continuous disclosure program.
- Reminder letters.
- One-click preference management with industry leading e-migration rates.
- Document delivery in physical and digital channels.