ABOUT US
An experienced company with a start-up mindset.
30+
Years in Business
500+
Active Clients
100,000+
Advisors Served
WHO WE ARE
We turn compliance into a growth engine for firms, advisors, and their clients.
InvestorCOM is a leading provider of regulatory compliance software and communications solutions for wealth and asset managers. Our innovative suite of FinTech solutions was built to help firms and advisors grow their business by making compliance simpler, faster, and more defensible. Our platform supports the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring — helping advisors make better financial decisions and build practices that last.
EXPERIENCED LEADERSHIP
Built on three decades of regulatory expertise.
We bring an entrepreneurial mindset to turning compliance into a competitive advantage for every client we serve.
OUR PURPOSE
To help firms, advisors, and clients make better financial decisions.
WHAT WE DO
Proudly simple technology, driving compliant growth.
WHY WE DO IT
Drive better financial decisions.
OUR VALUES
Built on four core principles.
Proudly Simple
We focus on simplicity and usability in everything we do. By removing friction — for advisors, wealth firms, and our teams — we strive to make every experience effortless.
Secure & Trusted
We safeguard what matters: our clients' data and their reputation. Trust is earned daily through integrity and reliability.
Courage to Evolve
We meet change with courage, curiosity, and purpose. By learning and innovating continuously, we turn uncertainty into progress.
Shared Purpose & Success
We are one team, united by trust, collaboration, and purpose. We communicate openly, support one another, and take pride in delivering meaningful results — for our clients and each other.
RECOGNITION
Award-winning technology.
FinTech Breakthrough Awards
RegTech Innovation Award
2026
FinTech Breakthrough Awards
RegTech Innovation Award
2025
Wealth Professional Awards
Nominee
2025
WealthTech Americas Awards
Innovative Compliance/RegTech Product (US)
2024
FinTech Breakthrough Awards
Best RegTech Platform
2022
WealthManagement.com Industry Awards
Finalist
2022
5-Star Wealth Tech Providers
Wealth Professional Canada
2022
RegTech 100
Top 100 RegTech Companies
2021
Canadian RegTech Awards
Best Wealth Management Regulatory Solution
2021
CORPORATE RESPONSIBILITY
Committed to lasting impact.
The impact we have on society and the environment is at the center of our approach to corporate responsibility. We focus on driving progress and improving futures by acting in the most responsible way possible towards society and the environment at all times.
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Sustainability
InvestorCOM is a responsible leader in environmental stewardship through our internal operations and by influencing and facilitating responsible communication practices for our clients. We strive to protect the health and safety of our stakeholders; employees, clients, and their customers by using environmentally responsible and sustainable products and processes within our business.
Community Support
Over the years, our financial support has had a significant impact on improving the quality of life in the communities that we live and work in. These are some of the charities and not-for-profit organizations we support:
