ABOUT US
An experienced company with a start up mindset
30+ Years in Business
Providing our clients with innovative solutions to meet the evolving regulatory requirements.
Experienced Leadership
We bring an entrepreneurial mindset to helping our clients meet their regulatory obligations.
200+ Happy Clients
Our technology is used by more than 100,000+ advisors across North America.
We help you meet your regulatory obligations, driving better financial decisions.
InvestorCOM is a leading provider of regulatory compliance software and communications solutions for wealth and asset managers. Our innovative suite of FinTech solutions was developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry. Our compliance platform satisfies the principles set out by regulators and supports the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring leading to better financial decisions.
Award-winning technology
Our purpose is to help firms, advisors and clients make better financial decisions.
Vision
Mission
Our Values
4 guiding principles shape the way we work and how we collaborate.
Proudly Simple
We focus on simplicity and usability in everything we do. By removing friction – for advisors, wealth firms, and our teams – we strive to make every experience effortless.
Secure & Trusted
We safeguard what matters: our clients’ data and their reputations. Trust is earned daily through integrity and reliability.
Courage to Evolve
We meet change with courage, curiosity, and purpose. By learning and innovating continuously, we turn uncertainty into progress
Shared Purpose & Success
We are one team, united by trust, collaboration, and purpose. We communicate openly, support one another, and take pride in delivering meaningful results – for our clients and each other.
Corporate Responsibility
The impact we have on society and the environment is at the center of our approach to corporate responsibility. We focus on driving progress and improving futures by acting in the most responsible way possible towards society and the environment at all times.
Sustainability
InvestorCOM is a responsible leader in environmental stewardship through our internal operations and by influencing and facilitating responsible communication practices for our clients. We strive to protect the health and safety of our stakeholders; employees, clients and their customers by using environmentally responsible and sustainable products and processes within our business.
Community Support
Over the years, our financial support has had a significant impact on improving the quality of life in the communities that we live and work in. These are some of the charities and not-for-profit organizations we support:
