An experienced company with a start up mindset
30+ Years in Business
Providing our clients with innovative solutions to meet the evolving regulatory requirements.
We bring an entrepreneurial mindset to helping our clients meet their regulatory obligations.
200+ Happy Clients
Our technology is used by more than 100,000+ advisors across North America.
We help you meet your regulatory obligations, driving better financial decisions.
InvestorCOM is a leading provider of regulatory compliance software and communications solutions for wealth and asset managers. Our innovative suite of FinTech solutions was developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry. Our compliance platform satisfies the principles set out by regulators and supports the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring leading to better financial decisions.
Our purpose is to help firms, advisors and clients make better financial decisions.
6 guiding principles shape the way we work and how we collaborate.
We think of possibilities and propose ways to resolve challenges.
We are Family
This is your home away from home. We care about you.
Nature shows us that everything works best in harmony.
We can’t wait to see what you will accomplish.
Challenges strengthen us. We will get through this together!
Minimize threats that may impact our clients’ success.
The impact we have on society and the environment is at the center of our approach to corporate responsibility. We focus on driving progress and improving futures by acting in the most responsible way possible towards society and the environment at all times.
InvestorCOM is a responsible leader in environmental stewardship through our internal operations and by influencing and facilitating responsible communication practices for our clients. We strive to protect the health and safety of our stakeholders; employees, clients and their customers by using environmentally responsible and sustainable products and processes within our business.
Over the years, our financial support has had a significant impact on improving the quality of life in the communities that we live and work in. These are some of the charities and not-for-profit organizations we support: