An experienced company with a start up mindset

30+ Years in Business

Providing our clients with innovative solutions to meet the evolving regulatory requirements.

Experienced Leadership

We bring an entrepreneurial mindset to helping our clients meet their regulatory obligations.

200+ Happy Clients

Our technology is used by more than 350,000+ advisors across North America.

InvestorCOM is a leading provider of regulatory compliance software and communications solutions for wealth managers, asset managers, and insurers in the financial services industry. Our innovative suite of FinTech solutions was developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry. Our compliance platform is well suited to satisfying the principles set out by regulators and supports the key categories of disclosure and record-keeping, adviser and process oversight, and investment product selection and monitoring.

Award-winning technology

InvestorCOM Named “Best RegTech Platform” in 2022 FinTech Breakthrough Awards Program
CRTA Award 2021
5-Star Wealth Tech Provider 2022
Wealthies 2022 Finalist InvestorCOM
WealthManagement.com 2021 Awards Finalist - Wealthies


To be the most valued compliance solutions partner.
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To provide compliance pain relief.
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Our Values

5 guiding principles shape the way we work and how we collaborate.

Solutions Focused

We think of possibilities and propose ways to resolve challenges.

We are Family

This is your home away from home. We care about you.

Better Together

Nature shows us that everything works best in harmony.

Growth Mindset

We can’t wait to see what you will accomplish.

Embrace Challenge

Challenges strengthen us. We will get through this together!

Corporate Responsibility

The impact we have on society and the environment is at the center of our approach to corporate responsibility. We focus on driving progress and improving futures by acting in the most responsible way possible towards society and the environment at all times.


InvestorCOM is a responsible leader in environmental stewardship through our internal operations and by influencing and facilitating responsible communication practices for our clients. We strive to protect the health and safety of our stakeholders; employees, clients and their customers by using environmentally responsible and sustainable products and processes within our business.

Community Support

Over the years, our financial support has had a significant impact on improving the quality of life in the communities that we live and work in. These are some of the charities and not-for-profit organizations we support:

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