An experienced company with a start up mindset

30+ Years in Business

Providing our clients with innovative solutions to meet the evolving regulatory requirements.

Experienced Leadership

We bring an entrepreneurial mindset to helping our clients meet their regulatory obligations.

200+ Happy Clients

Our technology is used by more than 100,000+ advisors across North America.

We help you meet your regulatory obligations, driving better financial decisions.

InvestorCOM is a leading provider of regulatory compliance software and communications solutions for wealth and asset managers. Our innovative suite of FinTech solutions was developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry. Our compliance platform satisfies the principles set out by regulators and supports the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring leading to better financial decisions.

Award-winning technology

ComplyConnect Compliance Provider of the Year
InvestorCOM Named Best RegTech Company By FinTech Breakthrough 2023
InvestorCOM Named “Best RegTech Platform” in 2022 FinTech Breakthrough Awards Program
Wealthies 2022 Finalist InvestorCOM
5-Star Wealth Tech Provider 2022
InvestorCOM Recognized on RegTech 100 2021
CRTA Award 2021
WealthManagement.com 2021 Awards Finalist

Our purpose is to help firms, advisors and clients make better financial decisions.


To be the most valued compliance solutions partner.
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To provide compliance pain relief.
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Our Values

6 guiding principles shape the way we work and how we collaborate.

Solutions Focused

We think of possibilities and propose ways to resolve challenges.

We are Family

This is your home away from home. We care about you.

Better Together

Nature shows us that everything works best in harmony.

Growth Mindset

We can’t wait to see what you will accomplish.

Embrace Challenge

Challenges strengthen us. We will get through this together!

Reduce Risk

Minimize threats that may impact our clients’ success.

Corporate Responsibility

The impact we have on society and the environment is at the center of our approach to corporate responsibility. We focus on driving progress and improving futures by acting in the most responsible way possible towards society and the environment at all times.


InvestorCOM is a responsible leader in environmental stewardship through our internal operations and by influencing and facilitating responsible communication practices for our clients. We strive to protect the health and safety of our stakeholders; employees, clients and their customers by using environmentally responsible and sustainable products and processes within our business.

Community Support

Over the years, our financial support has had a significant impact on improving the quality of life in the communities that we live and work in. These are some of the charities and not-for-profit organizations we support:

Pathways to Education
United Way
Outward Bound