“RolloverAnalyzer empowers our advisors to grow their business by pursuing rollover opportunities while making compliant recommendations that are in the investor’s best interest.”

Shannon Spotswood
President at RFG Advisory

“InvestorCOM has the best KYP tools in the market.”

Richard Rizi
Senior Director Investment Services at Worldsource Wealth Management

“Meeting Reg BI compliance with a remote workforce of advisors is only possible by using a technology like this. We are impressed by InvestorCOM’s comprehensive solution.”

William Best
COO at Regal Holdings

“InvestorCOM PeerCompare takes the guesswork out of making compliant product recommendations.”

Risa Gomez
First President of Retirement Plan Services at Davenport & Company LLC

“InvestorCOM’s compliance platform is well-suited to help broker-dealers meet many facets of their best interest obligations.”

“InvestorCOM Publisher is reliable, flexible to our business needs, and accessible from everywhere. This is especially important when we have regulatory deadlines and last minute updates that need to be made.”

Shanta Singh
Fund Complex Manager at Russell Investments