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Get compliance pain relief

Intuitive, drop-in solutions for financial services. Use InvestorCOM to stay ahead of the evolving regulatory environment and eliminate compliance risk.

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Get compliance pain relief

We help financial services firms stay ahead of the evolving regulatory environment and eliminate compliance risk.

Request a Demo

Get compliance pain relief

Stay ahead of the evolving regulatory environment and eliminate compliance risk.

Request a Demo

We make compliance

Regulation Best Interest

Meet your Care, Compliance & Disclosure obligations

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Client Focused Reforms

Meet KYP obligations for the firm and rep

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Point of Sale 3

eDeliver Fund Facts and ETF Facts to investors pre-sale

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Continuous Disclosure

Deliver MFRPs and financial statements to investors

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Powerful, modular solutions to solve tough regulatory requirements

Monitor & Manage Your Product Shelf

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Activate Recordkeeping & Disclosure

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Identify Available Investment Alternatives

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Compose & Translate Financial Statements

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Trusted by leading wealth managers, asset managers and insurers

RBC Global Asset Management
CIBC Asset Management
BMO
TD
Mackenzie Investments
Franklin Templeton Investments
HSBC
Fidelity
RBC Global Asset Management
CIBC Asset Management
BMO
TD
Mackenzie Investments
Franklin Templeton Investments
HSBC
Fidelity
CI Investments
Desjardins
Invesco
Assante
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“Meeting Reg BI compliance with a remote workforce of advisors is only possible by using a technology like this. We are impressed by InvestorCOM’s comprehensive solution.”

William Best
COO of Regal Holdings

“InvestorCOM Publisher is reliable, flexible to our business needs, and accessible from everywhere. This is especially important when we have regulatory deadlines and last minute updates that need to be made.”

Shanta Singh
Fund Complex Manager of Russell Investments

“DOX  is a fully managed solution enabling our wholesalers to get out to clients with the right, most relevant materials. The most impactful thing to our marketing department is how DOX has streamlined how quickly we can get out to clients.”

Patrick Crawford
Director, Production of Mackenzie Investments

“InvestorCOM’s compliance platform is well-suited to help broker-dealers meet many facets of their best interest obligations.”

 

William Trout
Head of Wealth Management Research, Celent

Why InvestorCOM?

Compliance Experts

Wealth leaders choose us for our innovative technology and deep domain knowledge.

Fast Implementation

Our modular drop-in software solutions can be implemented in just two weeks.

Customer Success

We are committed to being your most valued compliance solutions partner.

Discover what's new

Client Focused Reforms: A Dialogue with Richard Roskies, AUM Law

Over the course of the Client Focused Reforms (CFR) journey, InvestorCOM has hosted a series of virtual forums for wealth...

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Travis Champion Joins InvestorCOM as VP Business Development

Travis Champion is an accomplished business leader who has been in the wealth management industry for over 20 years.   Toronto,...

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Webinar: Client Focused Reforms and the KYP Challenge

The Client Focused Reforms (CFRs) introduces new Know Your Product (KYP) provisions for investment dealers and their representatives. In a...

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Ready to stay ahead of the financial regulation curve?

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Contact Sales

Ready to stay ahead of the financial regulation curve?

Request a Demo
Contact Sales

Ready to stay ahead of the financial regulation curve?

Request a Demo
Contact Sales

 

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InvestorCOM Inc.
+1 (800) 361-9494
info@investorcom.com

Who We Help

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  • Regulation Best Interest
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  • Investment Fund Continuous Disclosure
  • Client Relationship Model

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