“InvestorCOM has the best KYP tools in the market.”

Richard Rizi
Senior Director Investment Services at Worldsource Wealth Management

“Meeting Reg BI compliance with a remote workforce of advisors is only possible by using a technology like this. We are impressed by InvestorCOM’s comprehensive solution.”

William Best
COO at Regal Holdings

“InvestorCOM PeerCompare takes the guesswork out of making compliant product recommendations.”

Risa Gomez
First President of Retirement Plan Services at Davenport & Company LLC

“InvestorCOM’s compliance platform is well-suited to help broker-dealers meet many facets of their best interest obligations.”

“InvestorCOM Publisher is reliable, flexible to our business needs, and accessible from everywhere. This is especially important when we have regulatory deadlines and last minute updates that need to be made.”

Shanta Singh
Fund Complex Manager at Russell Investments

“DOX  is a fully managed solution enabling our wholesalers to get out to clients with the right, most relevant materials. The most impactful thing to our marketing department is how DOX has streamlined how quickly we can get out to clients.”

Patrick Crawford
Director, Production at Mackenzie Investments