Get compliance pain relief.

Intuitive, drop-in solutions for financial services. Use InvestorCOM to stay ahead of the evolving regulatory environment and eliminate compliance risk.

Get compliance pain relief

We help financial services firms stay ahead of the evolving regulatory environment and eliminate compliance risk.

Get compliance pain relief

Stay ahead of the evolving regulatory environment and eliminate compliance risk.

We make compliance

Powerful, modular solutions to solve tough regulatory requirements

Trusted by leading wealth managers, asset managers and insurers

“Meeting Reg BI compliance with a remote workforce of advisors is only possible by using a technology like this. We are impressed by InvestorCOM’s comprehensive solution.”

William Best
COO of Regal Holdings

“InvestorCOM Publisher is reliable, flexible to our business needs, and accessible from everywhere. This is especially important when we have regulatory deadlines and last minute updates that need to be made.”

Shanta Singh
Fund Complex Manager of Russell Investments

“DOX  is a fully managed solution enabling our wholesalers to get out to clients with the right, most relevant materials. The most impactful thing to our marketing department is how DOX has streamlined how quickly we can get out to clients.”

Patrick Crawford
Director, Production of Mackenzie Investments

“InvestorCOM’s compliance platform is well-suited to help broker-dealers meet many facets of their best interest obligations.”

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Why InvestorCOM?

Compliance Experts

Wealth leaders choose us for our innovative technology and deep domain knowledge.

Fast Implementation

Our modular drop-in software solutions can be implemented in just two weeks.

Customer Success

We are committed to being your most valued compliance solutions partner.