Get compliance pain relief.

Intuitive, drop-in solutions for financial services. Use InvestorCOM to stay ahead of the evolving regulatory environment and eliminate compliance risk.

Get compliance pain relief

Stay ahead of the evolving regulatory environment and eliminate compliance risk.

Get compliance pain relief

Stay ahead of the evolving regulatory environment.

We make compliance

Powerful, modular solutions to solve tough regulatory requirements

Trusted by leading wealth managers, asset managers and insurers

“RolloverAnalyzer empowers our advisors to grow their business by pursuing rollover opportunities while making compliant recommendations that are in the investor’s best interest.”

Shannon Spotswood RFG Advisory

Shannon Spotswood
President at RFG Advisory

“InvestorCOM has the best KYP tools in the market.”

Rich Rizi Wordsource

Richard Rizi
Senior Director Investment Services at Worldsource Wealth Management

“Meeting Reg BI compliance with a remote workforce of advisors is only possible by using a technology like this. We are impressed by InvestorCOM’s comprehensive solution.”

William Best
COO at Regal Holdings

“InvestorCOM PeerCompare takes the guesswork out of making compliant product recommendations.”

Risa Gomez Davenport and Company

Risa Gomez
First President of Retirement Plan Services at Davenport & Company LLC

“InvestorCOM’s compliance platform is well-suited to help broker-dealers meet many facets of their best interest obligations.”

Will Trout
Director Wealth Management, Javelin Strategy

“InvestorCOM Publisher is reliable, flexible to our business needs, and accessible from everywhere. This is especially important when we have regulatory deadlines and last minute updates that need to be made.”

Shanta Singh
Fund Complex Manager at Russell Investments

“DOX  is a fully managed solution enabling our wholesalers to get out to clients with the right, most relevant materials. The most impactful thing to our marketing department is how DOX has streamlined how quickly we can get out to clients.”

Patrick Crawford
Director, Production at Mackenzie Investments

Why InvestorCOM?

Compliance Experts

Wealth leaders choose us for our innovative technology and deep domain knowledge.

Fast Implementation

Our modular drop-in software solutions can be implemented in just two weeks.

Customer Success

We are committed to being your most valued compliance solutions partner.