News

InvestorCOM Launches Rollover Application for Meeting Reg BI and PTE 2020-02 Regulations

News August 2, 2021

RolloverAnalyzer™ enables financial professionals to consistently document and disclose rollover recommendations. Toronto, ON, August 2, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today launched RolloverAnalyzer™ a cloud-based application for rollovers to help financial professionals comply with the SEC’s Reg BI and the Department of […]

InvestorCOM Adds Powerful Peer Ratings Capability to Investment Comparison Application

News July 6, 2021

Algorithm-based rating eliminates advisor guesswork when making compliant investment recommendations; provides supervision teams with unprecedented oversight. Toronto, ON, July 6, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that a Peer Rating capability has been added to InvestorCOM PeerCompare to help advisors […]

InvestorCOM Adds Competitive Intelligence Capability to ShelfMonitor

News April 15, 2021

ShelfAnalyzer™ empowers firms to establish a best interest product shelf in support of regulatory requirements. Toronto, ON, April 15, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the availability of a new competitive assessment capability within ShelfMonitor, InvestorCOM’s product shelf management tool. ShelfAnalyzer™ […]

InvestorCOM Named One of Canada’s Top Employers for 2021

News April 6, 2021

Recognized as one of Canada’s Top Small and Medium Employers for the third year. Toronto, ON, April 6, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that the company has been named one of Canada’s Top Small & Medium Employers (SMEs) for […]

Fintech Innovator Rob Dearman Joins InvestorCOM’s US Advisory Board

News March 11, 2021

Rob Dearman has a track record of developing and applying innovative technology to solve complex financial services business problems. Toronto, ON, March 11, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that Rob Dearman, Founder and Chief Innovation Officer at DCG Insight […]

Travis Champion Joins InvestorCOM as VP Business Development

News February 10, 2021

Travis Champion is an accomplished business leader who has been in the wealth management industry for over 20 years. Toronto, ON, February 16, 2020 – InvestorCOM, a leading provider of compliance software solutions for the wealth management industry is very pleased to announce the appointment of Travis Champion as Vice-President, Business Development. The increasing regulatory […]

InvestorCOM’s Compliance Solutions Added to the Fidelity Institutional(SM) Discount Alliance Program

News February 8, 2021

InvestorCOM’s Compliance Solutions Added to the Fidelity InstitutionalSM Discount Alliance Program InvestorCOM added to Fidelity’s list of Program participants. Toronto, ON, February 8, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for wealth management, announced today that their suite of compliance solutions are now offered as part of the […]

InvestorCOM Recognized in the 2021 RegTech100 as a Leader in Regulatory Compliance

News December 2, 2020

RegTech100 honors InvestorCOM and its innovative platform for enabling financial firms to stay ahead of the evolving regulatory environment and eliminate regulatory risk. Toronto, ON, December 2, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that it has been recognized as one of […]

InvestorCOM Recognized as a Top Employer for the 4th Year in a Row

News November 26, 2020

InvestorCOM is one of 20 companies to win the 2021 Hamilton-Niagara Top Employer Award Toronto, ON, November 26, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Hamilton-Niagara’s Top Employers for 2021. The Hamilton-Niagara Top Employers awards is […]

InvestorCOM Expands US Advisory Board, Appoints Two Finance Executives

News November 22, 2020

Doug Trott and Donna Fontana bring more than six decades of executive leadership and financial services expertise to InvestorCOM Toronto, ON, October 26, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that Doug Trott, former CEO and Board Chairman of PriceMetrix and Donna Fontana, […]

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