RegTech100 honors InvestorCOM and its innovative platform for enabling financial firms to stay ahead of the evolving regulatory environment and eliminate regulatory risk. Toronto, ON, December 2, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that it has been recognized as one of […]
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InvestorCOM is one of 20 companies to win the 2021 Hamilton-Niagara Top Employer Award Toronto, ON, November 26, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Hamilton-Niagara’s Top Employers for 2021. The Hamilton-Niagara Top Employers awards is […]
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Doug Trott and Donna Fontana bring more than six decades of executive leadership and financial services expertise to InvestorCOM Toronto, ON, October 26, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that Doug Trott, former CEO and Board Chairman of PriceMetrix and Donna Fontana, […]
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InvestorCOM DOX enables users to order, customize and deliver personalized marketing documents and kits on demand, lowering costs and improving the client experience. Toronto, ON, September 14, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that leading financial services providers, IG Wealth Management […]
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Brantford, ON, September 2, 2020 – InvestorCOM is pleased to announce the appointment of Gini Wong to VP, Technology. In this role, Gini will align the technology vision with business strategy by developing, maintaining and successfully implementing a technology roadmap. She is responsible for leading all aspects of development, delivery, onboarding and operations of the […]
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Assembly of three recognized leaders will help advance InvestorCOM’s expansion into the US wealth management industry Toronto, ON, July 16, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the formation of its US Board of Advisors. The Board is comprised of three senior […]
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For the second year InvestorCOM has been recognized as one of the nation’s best workplaces. Toronto, ON, June 5, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Canada’s Top 100 Small and Medium Employers (SMEs) for […]
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Morningstar investment data will power InvestorCOM’s compliance platform; a platform helping US broker-dealers meet compliance for Regulation Best Interest and beyond Toronto, ON, June 1, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced a three-year data deal with Morningstar Inc., a leading provider […]
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InvestorCOM’s Reg BI compliance platform will help Regal meet the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring. Toronto, ON, May 27, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced Regal Holdings of Kentwood, […]
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Reg BI compliance pushed forward in spite of COVID-19 challenges: Intuitive, modular solution allows broker-dealers to monitor their product shelf, compare reasonable product alternatives, and deliver compliance and client documents digitally Toronto, ON, Apr 7, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced […]
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