InvestorCOM Wins 2025 FinTech Breakthrough RegTech Innovation Award
[Toronto, ON, March 19, 2025] InvestorCOM, a leading provider of regulatory compliance technology for the wealth management industry, has been recognized as a winner in the 2025 FinTech Breakthrough Awards, taking home the prestigious “RegTech Innovation Award.” This marks another milestone for InvestorCOM, reaffirming the company’s position as an industry leader in regulatory technology. The […]
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InvestorCOM Elevates Parham Nasseri to President
InvestorCOM is proud to announce the appointment of Parham Nasseri to President effective immediately. Over the last four years, Parham has taken on increasing responsibility and driven outstanding results. In his new role, Parham is responsible for Regulatory Strategy, Marketing, Product Management/Development and Customer Success. Several of Parham’s achievements over the last four years include […]
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InvestorCOM Wins 2024 WealthTech Americas Award for Innovative Compliance RegTech Product
InvestorCOM’s innovative technology secures its second WealthTech Americas Award win in two years for helping financial professionals assess, document and disclose best interest investment and rollover recommendations. Toronto, ON, February 22, 2024 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its compliance platform was named the winner of […]
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InvestorCOM Introduces Account Recommendation Application to Wealth Compliance Platform
AccountCompare ensures the rationale for account recommendations are in the investor’s best interest, digitally documented and aligned with the firm’s policies. Toronto, ON, January 30, 2024 – InvestorCOM, a leading wealth compliance software provider, today announced that its powerful compliance platform now features an account analysis application to help financial professionals ensure the account type is […]
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InvestorCOM Wins Top Employer Award
For the sixth year in a row, InvestorCOM wins the 2024 Top Employers Award Toronto, ON, November 23, 2022 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, announced today that the company has been named one of Hamilton-Niagara’s Top Employers for 2024. The Hamilton-Niagara Top Employers Awards […]
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InvestorCOM Wins Best Wealth Management Regulatory Solution Award
InvestorCOM secures its second CRTA win in three years. InvestorCOM, a leading regulatory software provider to the wealth management industry, announced its platform was named the Best Wealth Management Regulatory Solution winner in the 3rd Annual Canadian RegTech Awards (CRTA). The Best Wealth Management Regulatory Solution award recognizes a solution used by wealth management firms […]
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Nitrogen and InvestorCOM Integration Delivers Best Interest Rollover Recommendations Process
New integration enables firms and financial professionals to meet Reg BI and PTE 2020-02 rollover obligations and grow their businesses AUBURN, CA – JULY 18, 2023 – Nitrogen, the company that is revolutionizing how financial advisors and wealth management firms grow their firms, today announced its integration with InvestorCOM, a leading regulatory compliance software […]
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COMPLY and InvestorCOM Expand Partnership for Best Interest Recommendations
New solutions enable advisers to make best interest product and rollover recommendations, digitally documenting and disclosing their analysis. Compliance teams easily prepare for the DOL’s retrospective review with dashboard functionality. New York City, NY – July 17, 2023 – Today, two leading compliance software providers to the wealth management industry, COMPLY and InvestorCOM, announced […]
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Docupace Announces Integration with InvestorCOM to Deliver Streamlined Advisor Experience at Wintrust Wealth Management
Leading wealthtech providers forge partnership to ensure Reg BI compliance of investment recommendations. LOS ANGELES – June 13, 2023 – Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, today announces the first phase of its strategic integration with InvestorCOM on behalf of their mutual client Wintrust Wealth Management, a […]
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