News

InvestorCOM Partners with Designed Wealth Management to Strengthen Advisor Compliance and Client Confidence

News December 14, 2025

InvestorCOM is pleased to announce a new partnership with Designed Wealth Management, a Canada-based advisory firm recognized for its highly personalized approach to financial planning and its commitment to principled, client-first advice. Both organizations share a clear belief: when compliance is simple, data-driven, and integrated into everyday workflows, advisors deliver better outcomes with greater confidence. […]

InvestorCOM Partners with Snowden Lane Partners to Advance Compliance Excellence

News October 29, 2025

InvestorCOM is proud to announce its partnership with Snowden Lane Partners, one of the fastest-growing hybrid independent wealth advisory firms in the U.S. This collaboration reinforces a shared commitment to empowering advisors with modern compliance technology and supporting firms in meeting evolving regulatory standards such as Regulation Best Interest (Reg BI) and the Department of […]

InvestorCOM Launches the New RolloverAnalyzer to Enhance Compliance and Drive Rollover Asset Growth

News April 16, 2025

InvestorCOM, a leading provider of regulatory compliance software for wealth and asset managers, is proud to announce the release of the New RolloverAnalyzer™, the next-generation solution designed to help financial professionals meet the regulatory requirements of Regulation Best Interest (Reg BI) and PTE 2020-02 while enhancing the efficiency and growth of rollover transactions. Building on [...] Read More

InvestorCOM Wins 2025 FinTech Breakthrough RegTech Innovation Award

News March 19, 2025

[Toronto, ON, March 19, 2025] InvestorCOM, a leading provider of regulatory compliance technology for the wealth management industry, has been recognized as a winner in the 2025 FinTech Breakthrough Awards, taking home the prestigious “RegTech Innovation Award.” This marks another milestone for InvestorCOM, reaffirming the company’s position as an industry leader in regulatory technology. The […]

InvestorCOM Elevates Parham Nasseri to President

Blog April 9, 2024

InvestorCOM is proud to announce the appointment of Parham Nasseri to President effective immediately. Over the last four years, Parham has taken on increasing responsibility and driven outstanding results. In his new role, Parham is responsible for Regulatory Strategy, Marketing, Product Management/Development and Customer Success. Several of Parham’s achievements over the last four years include […]

InvestorCOM Wins 2024 WealthTech Americas Award for Innovative Compliance RegTech Product

News February 22, 2024

InvestorCOM’s innovative technology secures its second WealthTech Americas Award win in two years for helping financial professionals assess, document and disclose best interest investment and rollover recommendations. Toronto, ON, February 22, 2024 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its compliance platform was named the winner of […]

InvestorCOM Introduces Account Recommendation Application to Wealth Compliance Platform

Blog January 30, 2024

AccountCompare ensures the rationale for account recommendations are in the investor’s best interest, digitally documented and aligned with the firm’s policies. Toronto, ON, January 30, 2024 – InvestorCOM, a leading wealth compliance software provider, today announced that its powerful compliance platform now features an account analysis application to help financial professionals ensure the account type is […]

InvestorCOM Wins Top Employer Award

News November 23, 2023

For the sixth year in a row, InvestorCOM wins the 2024 Top Employers Award Toronto, ON, November 23, 2022 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, announced today that the company has been named one of Hamilton-Niagara’s Top Employers for 2024. The Hamilton-Niagara Top Employers Awards […]

InvestorCOM Wins Best Wealth Management Regulatory Solution Award

News November 17, 2023

InvestorCOM secures its second CRTA win in three years. InvestorCOM, a leading regulatory software provider to the wealth management industry, announced its platform was named the Best Wealth Management Regulatory Solution winner in the 3rd Annual Canadian RegTech Awards (CRTA). The Best Wealth Management Regulatory Solution award recognizes a solution used by wealth management firms […]

Nitrogen and InvestorCOM Integration Delivers Best Interest Rollover Recommendations Process

News July 18, 2023

New integration enables firms and financial professionals to meet Reg BI and PTE 2020-02 rollover obligations and grow their businesses AUBURN, CA – JULY 18, 2023 – Nitrogen, the company that is revolutionizing how financial advisors and wealth management firms grow their firms, today announced its integration with InvestorCOM, a leading regulatory compliance software […]

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