News

New integration enables firms and financial professionals to meet Reg BI and PTE 2020-02 rollover obligations and grow their businesses   AUBURN, CA – JULY 18, 2023 – Nitrogen, the company that is revolutionizing how financial advisors and wealth management firms grow their firms, today announced its integration with InvestorCOM, a leading regulatory compliance software […]

New solutions enable advisers to make best interest product and rollover recommendations, digitally documenting and disclosing their analysis. Compliance teams easily prepare for the DOL’s retrospective review with dashboard functionality.   New York City, NY – July 17, 2023 – Today, two leading compliance software providers to the wealth management industry, COMPLY and InvestorCOM, announced […]

Leading wealthtech providers forge partnership to ensure Reg BI compliance of investment recommendations. LOS ANGELES – June 13, 2023 – Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, today announces the first phase of its strategic integration with InvestorCOM on behalf of their mutual client Wintrust Wealth Management, a […]

InvestorCOM Statement: Cyber Incident InvestorCOM recently became aware of a cybersecurity incident involving unauthorized access to the company’s systems related to GoAnywhere, the third-party software used for secure data transfers. This GoAnywhere breach has impacted numerous organizations in addition to InvestorCOM. Upon discovering this incident, we immediately engaged a team of external cybersecurity experts to […]

For the fifth year, InvestorCOM has been named one of Canada’s Top SMEs.   Toronto, ON, April 4, 2023 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced the company has been named one of Canada’s Top Small & Medium Employers (SMEs) for 2023.  This is InvestorCOM’s fifth SME award win; […]

International Awards Program Recognizes Outstanding Financial Technology Products And Companies TORONTO – March 23, 2023 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that the Company has won the “Best RegTech Company” award in the 7th annual FinTech Breakthrough Awards program conducted by FinTech Breakthrough, an independent market intelligence […]

InvestorCOM’s innovative technology helps financial professionals assess, document and disclose best interest investment and rollover recommendations.   Toronto, ON, February 23, 2023 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its compliance platform was named the winner in the Innovative Compliance / RegTech Product category by the WealthTech […]

AUBURN, CA – DECEMBER 20, 2022 – Riskalyze, the industry-leading growth platform for wealth management firms — used by tens of thousands of financial advisors to help investors invest fearlessly in all market conditions — today announced a strategic partnership with leading compliance software firm InvestorCOM. The partnership will afford advisors access to industry-leading rollover […]

TORONTO, December 13, 2022 – Today, CIBC Mellon announced a new collaboration with InvestorCOM Inc. (InvestorCOM). InvestorCOM is a leading technology provider whose services focus on addressing the evolving compliance disclosure needs of the financial services industry. Through this collaboration, CIBC Mellon’s clients can now tap into InvestorCOM’s Publisher solution to ensure print-ready status of […]

InvestorCOM AccountCompare ensures account type recommendations are in the investor’s best interest, fully documented and aligned with the firm’s policies. Toronto, ON, December 1, 2022 – InvestorCOM, a leading wealth compliance software provider, today announced that its powerful compliance platform now features an account analysis application to help financial professionals ensure the account type is […]