InvestorCOM is proud to announce the appointment of Parham Nasseri to President effective immediately. Over the last four years, Parham has taken on increasing responsibility and driven outstanding results. In his new role, Parham is responsible for Regulatory Strategy, Marketing, Product Management/Development and Customer Success. Several of Parham’s achievements over the last four years include […]
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InvestorCOM’s innovative technology secures its second WealthTech Americas Award win in two years for helping financial professionals assess, document and disclose best interest investment and rollover recommendations. Toronto, ON, February 22, 2024 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its compliance platform was named the winner of […]
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AccountCompare ensures the rationale for account recommendations are in the investor’s best interest, digitally documented and aligned with the firm’s policies. Toronto, ON, January 30, 2024 – InvestorCOM, a leading wealth compliance software provider, today announced that its powerful compliance platform now features an account analysis application to help financial professionals ensure the account type is […]
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For the sixth year in a row, InvestorCOM wins the 2024 Top Employers Award Toronto, ON, November 23, 2022 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, announced today that the company has been named one of Hamilton-Niagara’s Top Employers for 2024. The Hamilton-Niagara Top Employers Awards […]
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InvestorCOM secures its second CRTA win in three years. InvestorCOM, a leading regulatory software provider to the wealth management industry, announced its platform was named the Best Wealth Management Regulatory Solution winner in the 3rd Annual Canadian RegTech Awards (CRTA). The Best Wealth Management Regulatory Solution award recognizes a solution used by wealth management firms […]
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New integration enables firms and financial professionals to meet Reg BI and PTE 2020-02 rollover obligations and grow their businesses AUBURN, CA – JULY 18, 2023 – Nitrogen, the company that is revolutionizing how financial advisors and wealth management firms grow their firms, today announced its integration with InvestorCOM, a leading regulatory compliance software […]
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New solutions enable advisers to make best interest product and rollover recommendations, digitally documenting and disclosing their analysis. Compliance teams easily prepare for the DOL’s retrospective review with dashboard functionality. New York City, NY – July 17, 2023 – Today, two leading compliance software providers to the wealth management industry, COMPLY and InvestorCOM, announced […]
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Leading wealthtech providers forge partnership to ensure Reg BI compliance of investment recommendations. LOS ANGELES – June 13, 2023 – Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, today announces the first phase of its strategic integration with InvestorCOM on behalf of their mutual client Wintrust Wealth Management, a […]
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InvestorCOM Statement: Cyber Incident InvestorCOM recently became aware of a cybersecurity incident involving unauthorized access to the company’s systems related to GoAnywhere, the third-party software used for secure data transfers. This GoAnywhere breach has impacted numerous organizations in addition to InvestorCOM. Upon discovering this incident, we immediately engaged a team of external cybersecurity experts to […]
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For the fifth year, InvestorCOM has been named one of Canada’s Top SMEs. Toronto, ON, April 4, 2023 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced the company has been named one of Canada’s Top Small & Medium Employers (SMEs) for 2023. This is InvestorCOM’s fifth SME award win; […]
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