ShelfMonitor

Manage and monitor changes on your product shelf

Stay on top of significant and material changes on your shelf with custom monitoring and alerts that give you the information you need, when you need it. ShelfMonitor scans investment products for changes such as sales and fees, management information, product suitability and risk.

Rise to the challenge of assessing and monitoring every product on your shelf.

Identify material change as soon as it happens

Your product shelf is constantly changing. Research has shown that in a typical week:*

  • 192 funds are added.
  • 21 funds are removed.
  • 2,041 funds have changes.

ShelfMonitor scans your product shelf in real-time, captures all changes, and alerts your team so they can adequately assess and take action as needed.

* Canadian weekly average for the first five weeks of 2019

Assess the competitiveness of the products on your shelf

See how your products stack up against peers by comparing cost, risk and return characteristics.

ShelfAnalyzer generates a Peer Rating for each product on your shelf making it easy to evaluate product competitiveness efficiently and without bias.

You can limit the assessment to your product shelf, or expand it to include all products available in the market (the universe).

Assess the competitiveness of the products on your shelf

Filter and focus on material changes

With so much change, ShelfMonitor’s Materiality Index makes it easy for you to filter the data and focus on what matters.

Simply define your alert threshold and receive customized reporting on relevant product changes.

Shelf Monitor Changes

Streamline compliance procedures across multiple departments

ShelfMonitor provides multiple departments with the ability to streamline compliance procedures and keep back office operations up to date.

  • Compliance Teams track product changes to ensure that investor portfolios remain compliant.
  • Operations Teams stay current with material product changes in the market.
  • Back office Maintenance Teams keep investment products current in the back office system.
  • Product Strategy Teams monitor competitive product changes, trends and positioning.
Streamline compliance procedures across multiple departments

“InvestorCOM has the best KYP tools in the market.”

Rich Rizi Wordsource

Richard Rizi
Senior Director Investment Services of Worldsource Wealth Management

“Products are always changing; some of those changes are material and ShelfMonitor makes it easier for our compliance team to filter the data and focus on what matters.”

Robert Allen Caldwell Securities Ltd

Robert Allen, Chief Compliance Officer
Caldwell Securities Ltd.

“ShelfMonitor keeps us audit ready and efficiently helps us stay on top of changes to the ever-changing investment product landscape.”

President and CEO, Large Mutual Fund Dealer

ShelfMonitor for Dealers is Now Available

Configured for investment dealers that need to understand, assess, approve and monitor their product shelf.

Read Announcement

Challenges & Best Practices for KYP Compliance

Experts from Assante, Manulife and TD Wealth provide tips for staying on top of your product shelf.

Watch Webinar

Jumpstart Your Client Focused Reforms Journey

Find out what firms are doing to prepare their advisors and dealers for the upcoming CFR regulation.

Read Report