InvestorCOM InvestorCOM
Demo
MENUMENU
  • Solutions
        • By Regulation
          • Regulation Best Interest
          • Client Focused Reforms (NI 31-103)
          • Point of Sale (NI 81-101)
          • Investment Fund Continuous Disclosure (NI 81-106)
          • Client Relationship Model (NI 31-103)
        • By Industry
          • Wealth Managers
          • Asset Managers
          • Insurers
  • Products
    • ShelfMonitor
    • PeerCompare
    • ComplianceExpress
    • Publisher
    • DOX
    • e-CDM
    • CCM
  • Learn
    • Blog
    • Resource Center
    • Case Studies
    • Events
  • Company
    • About Us
    • Leadership
    • Partners
    • Careers
    • News
    • Contact Us
Demo

SHELFMONITOR

Manage and monitor changes on your product shelf

Request a Demo

Stay on top of material changes on your shelf with custom monitoring and alerts that give you the information you need, when you need it. ShelfMonitor scans investment products for changes such as sales and fees, management information, product suitability and risk.

Rise to the challenge of assessing and monitoring every product on your shelf.

Identify material change as soon as it happens

Your product shelf is constantly changing. Research has shown that in a typical week:*

  • 192 funds are added.
  • 21 funds are removed.
  • 2,041 funds have changes.

ShelfMonitor scans your product shelf in real-time, captures all changes, and alerts your team so they can adequately assess and take action as needed.

* Canadian weekly average for the first five weeks of 2019

Filter and focus on material changes

With so much change, ShelfMonitor’s Materiality Index makes it easy for you to filter the data and focus on what matters.

Simply define your alert threshold and receive customized reporting on relevant product changes.

Streamline compliance procedures across multiple departments

ShelfMonitor provides multiple departments with the ability to streamline compliance procedures and keep back office operations up to date.

  • Compliance Teams track product changes to ensure that investor portfolios remain compliant.
  • Operations Teams stay current with material product changes in the market.
  • Back office Maintenance Teams keep investment products current in the back office system.
  • Product Strategy Teams monitor competitive product changes, trends and positioning.

“ShelfMonitor keeps us audit ready and efficiently helps us stay on top of changes to the ever-changing investment product landscape.”

President and CEO, Large Mutual Fund Dealer

ShelfMonitor for Dealers is Now Available

Configured for investment dealers that need to understand, assess, approve and monitor their product shelf.

Read Announcement

Challenges & Best Practices for KYP Compliance

Experts from Assante, Manulife and TD Wealth provide tips for staying on top of your product shelf.

Watch Webinar

Jumpstart Your Client Focused Reforms Journey

Find out what firms are doing to prepare their advisors and dealers for the upcoming CFR regulation.

Read Report
sifma
InvestorCOM Inc. is listed in the FINRA Compliance Vendor Directory.

Ready to start monitoring and managing your product shelf?

Request a Demo
Contact Sales

Ready to monitor & manage your product shelf?

Request a Demo
Contact Sales

Ready to manage & monitor your product shelf?

Request a Demo
Contact Sales

InvestorCOM Inc.
55 University Avenue
Suite 704
Toronto, ON
M5J 2H7

+1 (800) 361-9494
info@investorcom.com

Who We Help

  • Wealth Managers
  • Asset Managers
  • Insurers

Regulations

  • Regulation Best Interest
  • Client Focused Reforms
  • Point of Sale
  • Investment Fund Continuous Disclosure
  • Client Relationship Model

Learn

  • Blog
  • Resource Center
  • Case Studies
  • Events

Company

  • About Us
  • Leadership
  • Partners
  • Careers
  • News

© 2021 InvestorCOM Inc. All rights reserved.

  • Privacy & Accessibility
  • Legal

Search Site

Error: Enter a search term

  • Solutions
    • By Regulation
      • Reg BI
      • Client Focused Reforms
      • POS3
      • Investment Fund Continuous Disclosure
      • CRM2
    • By Industry
      • Wealth Managers
      • Asset Managers
      • Insurers
  • Products
    • ShelfMonitor
    • PeerCompare
    • ComplianceExpress
    • Publisher
    • DOX
    • e-CDM
    • CCM
  • Learn
    • Blog
    • Resource Center
    • Case Studies
    • Events
  • Company
    • About Us
    • Leadership
    • Partners
    • Careers
    • News
    • Contact Us
Our website uses cookies. By using our website you agree to our Privacy Policy.
AcceptPrivacy Policy