RedHawk Wealth Advisors Chooses InvestorCOM to Meet the PTE 2020-02 Requirements
RedHawk Wealth Advisors is an SEC Registered Investment Advisor (“RIA”) firm based in Minneapolis, Minnesota.
To meet the DOL’s PTE 2020-02 requirements for making compliant best interest recommendations, RedHawk deployed InvestorCOM RolloverAnalyzer.
“RolloverAnalyzer truly simplifies the rollover recommendation process,” said Rick Keast, President and Chief Compliance Officer at Redhawk Wealth Advisors, Inc. “Each recommendation can now be assessed and documented in a consistent fashion across our entire firm. It offers a complete end-to-end workflow.”
Rick adds, ”We researched all of the rollover solutions that are available in the marketplace and RolloverAnalyzer was head and shoulders above the rest.”
About RedHawk Wealth Advisors
Originally founded in 2005, Redhawk Wealth Advisors is an SEC Registered Investment Advisor (“RIA”) firm based in Minneapolis, Minnesota. They offer a full-suite of wealth management and retirement plan services through leading technology and service providers. At Redhawk Wealth Advisors, Inc., our focus is on creating, growing and managing wealth through a broad range of financial products and services that promotes the economic well-being of our select group of clients and advisors. For more information, visit http://www.redhawkwa.com
About InvestorCOM Inc.
Since 1992, InvestorCOM has been providing regulatory compliance software and communications solutions to wealth managers, asset managers and insurers. Our high value, intuitive solutions eliminate compliance risk for our clients. For more information, visit InvestorCOM.com, email firstname.lastname@example.org or call 800-361-9494.
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