Intuitive application for financial professionals to make best interest rollover recommendations and to quickly and consistently document, and disclose their analysis to clients.
3 easy steps to meet your rollover requirements.
Analyze your rollover recommendation
Compare your rollover recommendation against Cost, Service and Fit criteria.
Access plan data via integrations
Integration to Form 5500 and benchmark data to assess plan costs.
Document and disclose the recommendation
Capture and store the recommendation; share a copy of the disclosure with the client.
Why choose RolloverAnalyzer to meet Reg BI and PTE 2020-02?
Single workflow to analyze, document and disclose best interest rollover recommendations to clients.
Best interest analysis made simple
If your advisors are using manual forms and large text boxes, you know how cumbersome this can be for compliance teams to review and analyze.
With InvestorCOM RolloverAnalyzer, analysis is a breeze. We enumerate the points of analysis making it easy for the financial professional, compliance team and client to review and understand.
Auto-generated compliance text provides the ‘reasons why’ to support the financial professional’s decision-making.
Integrated Form 5500 and plan expense look-up
InvestorCOM makes it easy for financial professionals to assess rollover plan fees.
Using RolloverAnalyzer, your team can input the client’s 404(a)5, look up employer-sponsored plans from the Form 5500 database, and leverage industry benchmark functionality straight from the app.