InvestorCOM Named “Best RegTech Platform” in 2022 FinTech Breakthrough Awards Program

International Awards Program Recognizes Outstanding Financial Technology Products and Companies

TORONTO – March 17, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that it has been named “Best RegTech Platform” in the sixth annual FinTech Breakthrough Awards program conducted by FinTech Breakthrough, an independent market intelligence organization that recognizes the top companies, technologies and products in the global FinTech market today.

The FinTech Breakthrough Awards was founded to recognize the FinTech innovators, leaders and visionaries from around the world in a range of categories, including Digital Banking, Personal Finance, Lending, Payments, Investments, RegTech, InsurTech and many more. The 2022 FinTech Breakthrough Award program attracted more than 3,950 nominations from across the globe.

InvestorCOM’s compliance technology was recognized for its ease of use and simplified approach to tackling some of the wealth industry’s most demanding regulatory requirements, including Regulation Best Interest, PTE 2020-02, and the Client Focused Reforms. The comprehensive platform is used by financial professionals to manage their product shelf, make best interest product and rollover recommendations, and electronically document and disclose their recommendations to their clients. Robust reporting capabilities provide compliance oversight.

“More and more wealth firms are realizing that compliance technology is the only viable way to efficiently and effectively meet many aspects of the regulatory expectations,” said James Johnson, Managing Director, FinTech Breakthrough. “InvestorCOM’s technology is not only powerful to handle some of the industry’s toughest regulations, but its modular architecture also allows for rapid implementation and its intuitive user experience promotes ease of use and high advisor adoption rates. Congratulations to InvestorCOM – our choice for ‘Best RegTech Platform.’”

“We are honored to be recognized by FinTech Breakthrough as the Best RegTech Platform winner,” said David Reeve, CEO of InvestorCOM. “I attribute this recognition to our highly capable team of domain experts who have been developing high value, innovative technology to the wealth industry for the past 30 years.”

The FinTech Breakthrough award represents the fourth technology award InvestorCOM has won in the last year. Other wins include:


About InvestorCOM Inc.

Since 1992, InvestorCOM has been providing regulatory compliance software and communications solutions to wealth managers, asset managers, and insurers. Our high-value, intuitive solutions eliminate compliance risk for our clients.  For more information, visit, email or call 1-800-361-9494.


About FinTech Breakthrough
Part of Tech Breakthrough, a leading market intelligence and recognition platform for technology innovation and leadership around the globe, the FinTech Breakthrough Awards program is devoted to honoring excellence in Financial Technologies and Services companies and products. The FinTech Breakthrough Awards provide public recognition for the achievements of FinTech companies and products in categories including Payments, Personal Finance, Wealth Management, Fraud Protection, Banking, Lending, RegTech, InsurTech and more. For more information visit




For more information:

Karen Makedon
VP, Marketing
InvestorCOM Inc.
Tel: 1-800-361-9494