InvestorCOM’s compliance software was recognized by “Wealthies” judges for the second year in a row.

 

NEW YORK CITY, NY, September 9, 2022 — InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that it was recognized as a finalist in the 2022 WealthManagement.com Industry Awards in the category of Compliance. The achievement was announced during the eighth annual 2022 Wealth Management Industry Awards ceremony (the “Wealthies”) held last night in New York City. It is the second time that InvestorCOM has been recognized as a finalist in this category.

The Wealthies honors individuals, organizations, and companies providing significant support to financial advisors. This year’s program attracted more than 1,000 entries from 350 companies. InvestorCOM was recognized for its outstanding achievement as a leading compliance solution provider for its best interest rollover application.

InvestorCOM made its foray into the US wealth advisory community in March 2020, when it launched its compliance platform to help firms and financial professionals meet the Regulation Best Interest requirements, engage clients digitally, and document their analyses. InvestorCOM’s software helps financial professionals intuitively assess reasonably available alternatives and compliantly manage their electronic documentation, disclosure and Form CRS delivery obligations.

InvestorCOM’s platform has since expanded to help firms and financial professionals meet the Department of Labor’s PTE 2020-02 requirements.  RolloverAnalyzer enables a single, intuitive workflow to analyze best interest rollover recommendations, access plan-sponsored cost data, as well as document and disclose their analysis to investors.

An expansive set of new developments to the platform is planned to launch this fall.

“The goal of our platform is to improve investor outcomes by empowering financial professionals and firms in meeting the regulatory obligations in the most intuitive manner possible,” said David Reeve, CEO of InvestorCOM. “We are honored to have been recognized as a leading compliance technology provider by the industry and remain committed to making helping wealth managers painlessly meet their regulatory obligationss.”

 

About InvestorCOM Inc.

Since 1992, InvestorCOM has been providing regulatory compliance software and communications solutions to wealth managers, asset managers, and insurers. Our high-value, intuitive solutions eliminate compliance risk for our clients.  For more information, visit www.InvestorCOM.com, email info@investorcom.com or call 1-800-361-9494.