Wealth Professional Canada recognizes top 30 wealth tech firms that are helping dealers and advisors future-proof their business

 

TORONTO – September 26, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that it has been recognized as a 5-Star Wealth Technology Provider by Wealth Professional (WP) Canada.

WP’s annual award recognizes the technology platforms and providers that are of the greatest use to the profession at large.  The WP team objectively assessed each entry for detailed information, true innovation, and proven success – along with benchmarking against the other entries – to determine the 30 5-Star Wealth Tech Providers.

InvestorCOM’s compliance platform was recognized for helping firms and their advisors efficiently meet the key requirements of the Client Focused Reforms’ KYP obligation. What stood out for judges was the platform’s comprehensive suite of applications make it easy for firms and advisors to:

• Assess and monitor their product shelf for significant change
• Consider a reasonable range of alternatives when making recommendations
• Manage record-keeping transactions and document delivery and maintain a comprehensive audit trail of all client disclosures

In addition, the platform helps dealers assess the competitiveness of the products on their shelf efficiently and without bias.

“We are honored to be recognized by Wealth Professional as one of 30 wealth tech firms helping dealers and advisors future-proof their business,” said David Reeve, CEO of InvestorCOM.

View the full list of 5-Star WealthTech Providers for 2022.

For more information on InvestorCOM’s compliance platform, visit their website or sign up for a demo https://investorcom.com/demo/.

 

 

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About Wealth Professional

Wealth Professional is a free online information resource for all Canadian advice and planning professionals. It focuses on providing the latest industry news, opinion and analysis, in print and multimedia formats. The site generates newsletters reaching more than 15,000 industry professionals each week. The site’s comment and forum arenas actively engage advisors in topical discussion about what matters most to them. Learn more at www.wealthprofessional.ca

 

About InvestorCOM Inc.

Since 1992, InvestorCOM has been providing regulatory compliance software and communications solutions to wealth managers, asset managers, and insurers. Our high-value, intuitive solutions eliminate compliance risk for our clients.  For more information, visit www.InvestorCOM.com, email info@investorcom.com or call 1-800-361-9494.