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News

Read the latest news releases and media coverage

InvestorCOM Named One of Canada’s Top Small & Medium Employers for 2020

News June 5, 2020

For the second year InvestorCOM has been recognized as one of the nation’s best workplaces. Toronto, ON, June 5, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Canada’s Top 100 Small and Medium Employers (SMEs) for […]

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InvestorCOM Signs Data Agreement with Morningstar

News June 1, 2020

Morningstar investment data will power InvestorCOM’s compliance platform; a platform helping US broker-dealers meet compliance for Regulation Best Interest and beyond Toronto, ON, June 1, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced a three-year data deal with Morningstar Inc., a leading provider […]

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Regal Holdings Selects InvestorCOM to Meet Compliance for Regulation Best Interest

News May 27, 2020

InvestorCOM’s Reg BI compliance platform will help Regal meet the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring.   Toronto, ON, May 27, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced Regal Holdings of Kentwood, […]

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InvestorCOM Launches Compliance Platform for Regulation Best Interest

News April 6, 2020

Reg BI compliance pushed forward in spite of COVID-19 challenges: Intuitive, modular solution allows broker-dealers to monitor their product shelf, compare reasonable product alternatives, and deliver compliance and client documents digitally Toronto, ON, Apr 7, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced […]

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InvestorCOM Helps Wealth Management Dealers Manage their Investment Shelf, Prepare for Audits and Meet KYP Regulations

News January 9, 2020

Toronto, ON – InvestorCOM, a leader in financial services compliance solutions, today announced the release of “ShelfMonitorTM for Dealers”. This is a new product that will help investment dealers monitor their product shelf and stay current on the state of the products they provide to their investors. ShelfMonitor is a subscription service that provides alerts […]

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InvestorCOM wins Hamilton-Niagara Top Employer 2020

News December 4, 2019

InvestorCOM Inc. is proud to be 1 of 20 companies to win the Hamilton-Niagara Top Employer Award for 2020.

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Announcement – Glenn Reiner, VP Business Development

News November 13, 2019

We are very pleased to announce that Glenn Reiner has joined InvestorCOM in the role of VP Business Development. In this role, he will lead our sales and account team in selling and promoting InvestorCOM’s compliance and communications solutions. Glenn is an accomplished business leader who has been in the business communication industry for 27 […]

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InvestorCOM makes major technology investments

News June 14, 2019

InvestorCOM has automated key processes within our operations that will drive efficiencies and deliver new capabilities to our clients. Over the last year, we have automated our CCM/CDM process leveraging OpenText Exstream and Crawford Operations Express. Combining these 2 industry-leading technologies with InvestorCOM’s existing workflow technology has created a seamless document processing workflow. This new […]

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Preparing for the intergenerational wealth transfer

News May 27, 2019

By: David Reeve May 24, 2019 16:56 Full Article: www.investmentexecutive.com As millennials inherit their parents’ wealth, advisors will need to evolve their business practices Between now and 2026, approximately $1 trillion of wealth will transfer from the baby boomer generation to their children, according to Strategic Insight. This pending intergenerational wealth transfer – the largest […]

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Simpler financial statements can help investors make better decisions: research

News May 10, 2019

By: Audrey Carleton May 8, 2019 SPECIAL TO THE GLOBE AND MAIL

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Recent Posts

  • InvestorCOM Named One of Canada’s Top Employers for 2021
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  • Webinar: Reg BI Exams – The Care Obligation
  • Reg BI: A Dialogue with Tom Selman, Scopus Financial Group
  • The ROI of Compliance Technology

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