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InvestorCOM Named “Best RegTech Company” By FinTech Breakthrough

InvestorCOM Named “Best RegTech Company” By FinTech Breakthrough

International Awards Program Recognizes Outstanding Financial Technology Products And Companies TORONTO – March 23, 2023 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that the Company has won the “Best RegTech Company” award in the 7th annual FinTech Breakthrough Awards program conducted by FinTech Breakthrough, an independent market intelligence […]

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InvestorCOM Wins 2023 WealthTech Americas Award for Innovative Compliance RegTech Product

InvestorCOM Wins 2023 WealthTech Americas Award for Innovative Compliance RegTech Product

InvestorCOM’s innovative technology helps financial professionals assess, document and disclose best interest investment and rollover recommendations.   Toronto, ON, February 23, 2023 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its compliance platform was named the winner in the Innovative Compliance / RegTech Product category by the WealthTech […]

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Riskalyze and InvestorCOM

Riskalyze and InvestorCOM Partner to Bring Rollover Compliance Workflows to Wealth Management Firms

AUBURN, CA – DECEMBER 20, 2022 – Riskalyze, the industry-leading growth platform for wealth management firms — used by tens of thousands of financial advisors to help investors invest fearlessly in all market conditions — today announced a strategic partnership with leading compliance software firm InvestorCOM. The partnership will afford advisors access to industry-leading rollover […]

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CIBC Mellon and InvestorCOM

CIBC Mellon and InvestorCOM Collaborate to Launch Financial Statement Solutions for Investment Funds

TORONTO, December 13, 2022 – Today, CIBC Mellon announced a new collaboration with InvestorCOM Inc. (InvestorCOM). InvestorCOM is a leading technology provider whose services focus on addressing the evolving compliance disclosure needs of the financial services industry. Through this collaboration, CIBC Mellon’s clients can now tap into InvestorCOM’s Publisher solution to ensure print-ready status of […]

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InvestorCOM Introduces Account Recommendation Application to Wealth Compliance Platform

InvestorCOM Introduces Account Recommendation Application to Wealth Compliance Platform

InvestorCOM AccountCompare ensures account type recommendations are in the investor’s best interest, fully documented and aligned with the firm’s policies. Toronto, ON, December 1, 2022 – InvestorCOM, a leading wealth compliance software provider, today announced that its powerful compliance platform now features an account analysis application to help financial professionals ensure the account type is […]

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Estancia Capital Partners Announces Strategic Investment in InvestorCOM

Estancia Capital Partners Announces Strategic Investment in InvestorCOM

TORONTO, November 29, 2022 — Estancia Capital Partners announced today they completed a significant investment in InvestorCOM, a leading provider of software and tech-enabled compliance solutions to the asset and wealth management industry. The investment is intended to accelerate InvestorCOM’s continued expansion across North America and globally. “We are excited to partner with Estancia on this […]

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Hamilton Niagara Top Employers 2023

InvestorCOM Wins Top Regional Employer Award

For the fifth year in a row, InvestorCOM wins 2023 Hamilton-Niagara Top Employers Award Toronto, ON, November 24, 2022 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Hamilton-Niagara’s Top Employers for 2023. The Hamilton-Niagara Top Employers awards […]

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InvestorCOM Compliance Dashboard Simplifies PTE 2020-02 Retrospective Review Process

InvestorCOM Compliance Dashboard Simplifies PTE 2020-02 Retrospective Review Process

Compliance teams can monitor and analyze their firm’s rollover activity, identify risk-based scenarios for self-correction, and export data for regulatory reports. Toronto, ON, November 1, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that the company’s rollover application now features a compliance dashboard, making it easier for compliance […]

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Kovack Financial Network Chooses InvestorCOM to Meet the DOL’s PTE 2020-02 Requirements

Kovack Financial Network Chooses InvestorCOM to Meet the DOL’s PTE 2020-02 Requirements

Toronto, ON, October 24, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that Kovack Financial Network (“KFN”), an independent broker-dealer and registered investment advisor, will roll out InvestorCOM RolloverAnalyzer across their firm. RolloverAnalyzer is an intuitive app for making best interest rollover recommendations and was developed to help […]

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InvestorCOM Launches ShelfMonitor for Advisors to Meet KYP Obligation

InvestorCOM Launches ShelfMonitor for Advisors to Meet KYP Obligation

Advisors can now meet their regulatory obligations by staying on top of significant changes to investment products in their book of business.   Toronto, ON, September 27, 2022 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its product shelf monitoring application now includes powerful new capabilities that will […]

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