News

Read the latest news releases and media coverage

InvestorCOM’s Compliance Solutions Added to the Fidelity Institutional(SM) Discount Alliance Program

InvestorCOM’s Compliance Solutions Added to the Fidelity InstitutionalSM Discount Alliance Program InvestorCOM added to Fidelity’s list of Program participants.   Toronto, ON, February 8, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for wealth management, announced today that their suite of compliance solutions are now offered as part of the […]

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InvestorCOM Recognized in the 2021 RegTech100 as a Leader in Regulatory Compliance

RegTech100 honors InvestorCOM and its innovative platform for enabling financial firms to stay ahead of the evolving regulatory environment and eliminate regulatory risk. Toronto, ON, December 2, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that it has been recognized as one of […]

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InvestorCOM Recognized as a Top Employer for the 4th Year in a Row

InvestorCOM is one of 20 companies to win the 2021 Hamilton-Niagara Top Employer Award Toronto, ON, November 26, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Hamilton-Niagara’s Top Employers for 2021. The Hamilton-Niagara Top Employers awards is […]

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InvestorCOM Expands US Advisory Board, Appoints Two Finance Executives

Doug Trott and Donna Fontana bring more than six decades of executive leadership and financial services expertise to InvestorCOM Toronto, ON, October 26, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that Doug Trott, former CEO and Board Chairman of PriceMetrix and Donna Fontana, […]

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Equitable Life and IG Wealth Management Choose InvestorCOM DOX Marketing Platform

InvestorCOM DOX enables users to order, customize and deliver personalized marketing documents and kits on demand, lowering costs and improving the client experience. Toronto, ON, September 14, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that leading financial services providers, IG Wealth Management […]

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Gini Wong Promoted to VP, Technology at InvestorCOM

Brantford, ON, September 2, 2020 –  InvestorCOM is pleased to announce the appointment of Gini Wong to VP, Technology.  In this role, Gini will align the technology vision with business strategy by developing, maintaining and successfully implementing a technology roadmap.  She is responsible for leading all aspects of development, delivery, onboarding and operations of the […]

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InvestorCOM Appoints Financial Industry Experts to Form US Advisory Board

Assembly of three recognized leaders will help advance InvestorCOM’s expansion into the US wealth management industry Toronto, ON, July 16, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the formation of its US Board of Advisors. The Board is comprised of three senior […]

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InvestorCOM Named One of Canada’s Top Small & Medium Employers for 2020

For the second year InvestorCOM has been recognized as one of the nation’s best workplaces. Toronto, ON, June 5, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Canada’s Top 100 Small and Medium Employers (SMEs) for […]

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InvestorCOM Signs Data Agreement with Morningstar

Morningstar investment data will power InvestorCOM’s compliance platform; a platform helping US broker-dealers meet compliance for Regulation Best Interest and beyond Toronto, ON, June 1, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced a three-year data deal with Morningstar Inc., a leading provider […]

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Regal Holdings Selects InvestorCOM to Meet Compliance for Regulation Best Interest

InvestorCOM’s Reg BI compliance platform will help Regal meet the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring.   Toronto, ON, May 27, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced Regal Holdings of Kentwood, […]

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