InvestorCOM Named “Best RegTech Company” By FinTech Breakthrough

International Awards Program Recognizes Outstanding Financial Technology Products And Companies

TORONTO – March 23, 2023 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that the Company has won the “Best RegTech Company” award in the 7th annual FinTech Breakthrough Awards program conducted by FinTech Breakthrough, an independent market intelligence organization that recognizes the top companies, technologies and products in the global FinTech market today. This is the second time InvestorCOM has won a FinTech Breakthrough award. In 2022, InvestorCOM was recognized with FinTech Breakthrough’s “Best RegTech Platform” award.

The FinTech Breakthrough Awards recognizes FinTech innovators, leaders and visionaries from around the world in a range of categories, including Digital Banking, Personal Finance, Lending, Payments, Investments, RegTech, InsurTech and many more. In 2023, the program attracted more than 4,000 nominations from across the globe.

For more than 30 years, InvestorCOM has been providing clients with innovative solutions to tackle some of the wealth industry’s most demanding regulatory requirements, including Regulation Best InterestPTE 2020-02, and the Client Focused Reforms. The company’s cloud-based compliance platform is touted as an end-to-end solution used by dealers and financial professionals to manage their product shelf, make best interest product and rollover recommendations, and electronically document and disclose their recommendations to their clients. Robust reporting capabilities provide compliance oversight.

“From day one, our approach to meeting the evolving and complex regulatory requirements has been to design and develop solutions that are intuitive to use and simple to understand,” said David Reeve, CEO of InvestorCOM. “This removes barriers to adoption and has been a key differentiator for our business. We’re honored to win this prestigious award. It’s an outstanding affirmation of our efforts.”

“With ever-changing compliance and regulations firms are looking for solutions that are powerful, flexible and easy to use,” said James Johnson, Managing Director, FinTech Breakthrough. “InvestorCOM’s technology is a leader in that respect. We’re thrilled to recognize InvestorCOM as our award winner for ‘Best RegTech Company’ in 2023.”




About InvestorCOM Inc.

Since 1992, InvestorCOM has been providing regulatory compliance software and communications solutions to wealth managers, asset managers, and insurers. Our high-value, intuitive solutions eliminate compliance risk for our clients and foster better financial decisions.  For more information, visit, email or call 1-800-361-9494.

About FinTech Breakthrough
Part of Tech Breakthrough, a leading market intelligence and recognition platform for technology innovation and leadership around the globe, the FinTech Breakthrough Awards program is devoted to honoring excellence in Financial Technologies and Services companies and products. The FinTech Breakthrough Awards provide public recognition for the achievements of FinTech companies and products in categories including Payments, Personal Finance, Wealth Management, Fraud Protection, Banking, Lending, RegTech, InsurTech and more. For more information visit