Webinar: 2021 Reg BI Exams & Variable Annuities
Webinar: Thursday January 28, 2021 1.00 pm – 1.45 pm ET It has been six months since Reg BI’s best interest standard went into effect. Initially, the regulators required that firms make “good faith” and reasonable efforts to ensure the principles of the regulation were in place. However, the SEC recently shifted gears. Starting […]
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