News

InvestorCOM acquires Distributech and takes financial services industry online with digital communications NOVEMBER 10, 2015 – TORONTO, ON: InvestorCOM Inc. announced today that it has acquired Distributech Inc., formally combining staff and operations of the two organizations to better service their collective customers. This acquisition is the culmination of several years of working together and […]

InvestorCOM acquiert Distributech et met les services financiers en ligne avec la communication numérique 10 NOVEMBRE 2015 – TORONTO, ON: InvestorCOM Inc. annonçait aujourd’hui l’acquisition de Distributech Inc., combinant officiellement les employés et les opérations des deux sociétés pour mieux servir leurs clients communs. Cette acquisition est la culmination de plusieurs années de travail en […]

InvestorCOM submitted its comments to the CSA’s proposed amendments to National Instrument 41-101 General Prospectus Requirements in which Canadian regulators outline new rules for the creation and delivery of ‘ETF Facts’ documents.

It’s becoming more important for advisors to leverage technology to maintain an audit trail showing compliance that you’re doing the right thing

“The Internet of Things” (IoT) is the name given to the growing phenomenon of interconnectedness between regular household devices, brought on by advances in computing technology and the evolution of the Internet. As more and more devices start talking to each other and, in turn, talking to us, our communication patterns in everyday life will […]

Dealers and fund companies must make a concerted effort to drive clients to digital channels Isaac Newton’s first law of motion states that every object will remain at rest or move in a straight line unless compelled to change its state by the action of an external force. This is normally taken as the definition […]

The following features were released to the InvestorPOS Delivery™ solution on April 27th, 2015. Access and Search ETF’s Advisor BCC email English and French Toggle Compliance Reporting Update View Full PDF

The financial services sector is undergoing a seismic shift. On the one hand, more stringent regulatory requirements, such as the second phase of the client relationship model and point-of-sale (POS) disclosure, are creating significant and immediate compliance challenges for traditional mutual fund companies and financial advisors. On the other hand, new digitally-savvy market entrants are […]

Financial advisors need to adopt and leverage new technology strategies to reach a younger audience   Young adults aren’t saving their money, and while governments may be trying to educate students by integrating financial literacy into the school curriculum, the financial planning process remains a fairly dry subject for most. In turn, financial advisors need […]

December 12, 2014, TORONTO – The Canadian Securities Administrators (CSA) released the final rule amendments on Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts (POS 3) on December 11, 2014. The rule can be found on the Ontario Securities Commission’s web site or by clicking here. Click on the button below for an […]