POS Stage 3 Pre-trade Delivery Coming Soon….
The Canadian investment community awaits the CSA’s final Stage 3 rules for National Instrument 81-101 which are due to be published in the next 4 weeks. This will establish the […]
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E-Delivery: Paperless or Less Paper?
Rarely does a week pass without a new article or whitepaper arguing the virtues of moving from printed communications to electronic communications. And most recently, we have heard a lot […]
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Marketing vs. Regulatory Disclosure
I recently attended a conference entitled “Does Disclosure Work?” hosted by the Capital Markets Institute and the Canadian Foundation for Advancement of Investor Rights (a.k.a. FAIR Canada) at the University […]
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Horse Trading and Web Site Domain Buying
While e-commerce has become mainstream on the Internet, I recently discovered there are still parts of the web that resemble the Wild, Wild West. If you’ve ever tried to buy […]
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National Regulator….take two (or is it, take fourteen or fifteen?)
After nearly fifty years of discussion and a two year lull in the conversation, the federal government along with British Columbia, Ontario, Saskatchewan and New Brunswick announced their agreement to […]
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