This article points out 6 regulatory opportunities – strategies that help wealth managers turn regulation into customer upside. Our customers are implementing some of these ideas ahead of POS Stage 3 […]
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We at InvestorCOM wish you all the best for the holidays. Please click on the link below for a special message (and be sure your audio is turned “ON”).
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I was listening to CBC “Spark” this week, and heard about some innovations in the school classroom that got me thinking about the challenges advisors have in engaging today’s youth […]
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This week’s IE article on CRM2 fostering stronger client relationships is a rare and welcome view on the regulation. Now that CRM2 is a reality, why not make the fee disclosure […]
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The Canadian investment community awaits the CSA’s final Stage 3 rules for National Instrument 81-101 which are due to be published in the next 4 weeks. This will establish the […]
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Rarely does a week pass without a new article or whitepaper arguing the virtues of moving from printed communications to electronic communications. And most recently, we have heard a lot […]
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I recently attended a conference entitled “Does Disclosure Work?” hosted by the Capital Markets Institute and the Canadian Foundation for Advancement of Investor Rights (a.k.a. FAIR Canada) at the University […]
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While e-commerce has become mainstream on the Internet, I recently discovered there are still parts of the web that resemble the Wild, Wild West. If you’ve ever tried to buy […]
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After nearly fifty years of discussion and a two year lull in the conversation, the federal government along with British Columbia, Ontario, Saskatchewan and New Brunswick announced their agreement to […]
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