Doug Trott and Donna Fontana bring more than six decades of executive leadership and financial services expertise to InvestorCOM Toronto, ON, October 26, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that Doug Trott, former CEO and Board Chairman of PriceMetrix and Donna Fontana, […]
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InvestorCOM DOX enables users to order, customize and deliver personalized marketing documents and kits on demand, lowering costs and improving the client experience. Toronto, ON, September 14, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that leading financial services providers, IG Wealth Management […]
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Assembly of three recognized leaders will help advance InvestorCOM’s expansion into the US wealth management industry Toronto, ON, July 16, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the formation of its US Board of Advisors. The Board is comprised of three senior […]
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For the second year InvestorCOM has been recognized as one of the nation’s best workplaces. Toronto, ON, June 5, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the company has been named one of Canada’s Top 100 Small and Medium Employers (SMEs) for […]
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Morningstar investment data will power InvestorCOM’s compliance platform; a platform helping US broker-dealers meet compliance for Regulation Best Interest and beyond Toronto, ON, June 1, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced a three-year data deal with Morningstar Inc., a leading provider […]
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InvestorCOM’s Reg BI compliance platform will help Regal meet the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring. Toronto, ON, May 27, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced Regal Holdings of Kentwood, […]
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Reg BI compliance pushed forward in spite of COVID-19 challenges: Intuitive, modular solution allows broker-dealers to monitor their product shelf, compare reasonable product alternatives, and deliver compliance and client documents digitally Toronto, ON, Apr 7, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced […]
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Toronto, ON – InvestorCOM, a leader in financial services compliance solutions, today announced the release of “ShelfMonitorTM for Dealers”. This is a new product that will help investment dealers monitor their product shelf and stay current on the state of the products they provide to their investors. ShelfMonitor is a subscription service that provides alerts […]
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InvestorCOM Inc. is proud to be 1 of 20 companies to win the Hamilton-Niagara Top Employer Award for 2020.
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InvestorCOM has automated key processes within our operations that will drive efficiencies and deliver new capabilities to our clients. Over the last year, we have automated our CCM/CDM process leveraging OpenText Exstream and Crawford Operations Express. Combining these 2 industry-leading technologies with InvestorCOM’s existing workflow technology has created a seamless document processing workflow. This new […]
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