Events

Join us at an upcoming webinar or conference

Envestnet Advisor Summit 2022

Envestnet Advisor Summit 2022

Meet InvestorCOM at the Envestnet Advisor Summit, May 11-12, 2022. Travis Champion, VP Business Development and David Reeve, CEO will be attending. Book a meeting with us to discuss your […]

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Reg BI and PTE 2020-02 Compliance Priorities

ON-DEMAND WEBINAR 2022 will likely bring an abundance of compliance priorities for wealth firms and financial professionals. Much has been reported about the limited adoption of Reg BI, specifically as […]

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Making Compliant Rollover Recommendations

ON-DEMAND WEBINAR The SEC and DOL are continuing to focus on rollover recommendations and their impact on investors. The DOL’s Fiduciary Rule and PTE 2020-02 requirements, enforceable on December 21, […]

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SEC and DOL: Rollover Requirements

ON-DEMAND WEBINAR   The DOL and the SEC are increasingly focusing on rollover recommendations and their impact on investors. The DOL’s PTE 2020-02 expands the definition of fiduciary advice when recommending […]

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