Impact of DOL’s Vacatur on Rollover Advice

This practical checklist to helps you navigate rollover advice across Reg BI, the 5-Part Test, and PTE 2020-02 — without ambiguity.

What You’ll Get

A structured framework to make rollover advice defensible and repeatable:

• Align with today’s regulatory landscape
• Compare plan vs. IRA across key factors
• Document rationale and conflicts clearly
• Standardize processes across advisors

The Bigger Opportunity

Rollover advice isn’t just a compliance obligation.
It’s a growth opportunity.

The firms getting it right follow a simple approach:

Find → Decide → Execute

Download the Rollover Compliance Checklist today.

Download the checklist today: