POS Stage 3 Pre-trade Delivery Coming Soon….
The Canadian investment community awaits the CSA’s final Stage 3 rules for National Instrument 81-101 which are due to be published in the next 4 weeks. This will establish the specific guidelines with respect to pre-trade delivery of the Fund Facts document and with that, the CSA has recently launched an interactive sample of a Fund Facts document for investors. The interactive document can be found here which provides investors with details around 15 key points within a Fund Facts document which when reviewed will allow investors to make better informed decisions. Stay tuned to the InvestorCOM blog for more in depth details regarding POS Stage 3 as we will provide detailed highlights as soon as they are available. What do you think of this pre-trade requirement?
Tags: Delivery, Regulatory