Fintech Innovator Rob Dearman Joins InvestorCOM’s US Advisory Board
Rob Dearman has a track record of developing and applying innovative technology to solve complex financial services business problems.
Toronto, ON, March 11, 2021 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced that Rob Dearman, Founder and Chief Innovation Officer at DCG Insight has joined InvestorCOM’s US Board of Advisors.
Rob is an expert in application architecture, user experience design, wealth management platforms, and product development. Throughout his 25-year career, Rob has been focused on helping financial advisory firms build and grow the next generation of client-obsessed, fiduciary-focused, technology-accelerated strategies and platforms.
“InvestorCOM’s drop-in technology is a powerful addition for mid to large-sized broker-dealer firms looking to satisfy the principles set out by regulators in the key categories of disclosure and record-keeping, adviser and process oversight, and investment product selection and monitoring,” said Rob Dearman. “I see a tremendous growth opportunity for InvestorCOM in the US market and look forward to serving as a key contributor.”
Prior to founding DCG Insight, Rob was a founding member of the team that launched the 3rd largest independent broker-dealer network in the US, National Planning Holdings, where he served as Chief Information Officer, and Head of Wealth Management. Previously he was a designer and Chief Technology Officer for the first digital TAMP, Curian Capital, and led the Office of Strategic Initiatives for Jackson National. He served as a regulatory liaison and held a position on FINRA’s CIO Advisory Board, FINRA’s FinTech Innovation Council, and contributed to the SEC Reg BI and CRS regulation, DOL Fiduciary rule, NAIC Model Suitability rule, and several NASAA state fiduciaries efforts. Most recently Rob has assisted BD networks, RIA aggregators, FinTech, and RegTech firms to create unique client service experiences while improving their risk management frameworks.
InvestorCOM’s US Board of Advisors was formed in July 2020. Members provide InvestorCOM with strategic guidance, insight to help advance InvestorCOM’s RegTech platform, and support to accelerate the company’s growth within the US wealth industry.
Rob joins a powerhouse team on InvestorCOM’s US Board of Advisors that includes:
- William Best, COO of Regal Holdings Inc
- Donna Fontana, former SVP of Sales, Fidelity Clearing and Custody
- Todd Roadman, former SVP, Regional Managing Director of Fidelity Investments
- Tom Selman, founder of Scopus Financial Group and former EVP for Regulatory Policy and Legal Compliance Officer at FINRA.
- Doug Trott, former co-founder and President, CEO and Board Chairman of PriceMetrix
“We are pleased to welcome Rob Dearman to InvestorCOM’s US Board of Advisors. His expertise in wealth technology will influence our product strategy so we can continue to deliver innovative solutions that provide immense value to compliance teams and financial professionals,” said David Reeve, CEO of InvestorCOM.
To read the biographies of InvestorCOM’s US Board of Advisors, please visit https://investorcom.com/company/team/#usboard
About InvestorCOM Inc.
Since 1992, InvestorCOM has been providing regulatory compliance software and communications solutions to banks, asset managers, insurance companies and investment dealers. Our high value, intuitive solutions eliminate compliance risk for our clients. For more information, visit www.InvestorCOM.com, email email@example.com or call 1-800-361-9494.
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