News

InvestorPOS is pleased to announce that the Fund Facts Xpress delivery platform meets all CRM2 compliance requirements for the July 2014 deadline. At the same time, we are very excited to announce our partnership with CRM2 Navigator (www.crm2navigator.com). CRM2 Navigator offers an end-to-end CRM2 planning and implementation program for Investment Dealers faced with the challenge […]

This guide is intended to provide clients with an overview of Canada’s Anti-Spam Law (CASL), scheduled to take effect on July 1, 2014. CASL applies to the sending of commercial electronic messages (CEM) as well as the installation of computer programs. This guide will focus solely on the sending of CEMs, which is most relevant […]

What you’ll soon need to see before buying a mutual fund OSC’s Rhonda Goldberg on why pre-sale delivery of Fund Facts is essential Read Interview

InvestorPOS Interview on AdvisorAnalyst.com Watch the Video

InvestorPOS announced today that it had received regulatory approval to begin delivering Fund Facts documents for its dealer clients ahead of the June 13, 2014 CSA deadline for Stage 2 of the POS regulation (National Instrument 81-101 Mutual Fund Prospectus Disclosure). InvestorPOS made a joint application with a dealer client, and with this decision, InvestorPOS […]

InvestorPOS today announced that it has acquired VAULT Solutions Inc., a 10-year old professional services company with expertise in the development of Internet-based solutions for the financial services industry. VAULT has been in business since 2003, assembled from members of the same team that had developed and marketed The Fund Library (www.fundlibrary.com) in 1995 and […]

Few issues cause the same exasperated response from financial advisors as the prospect of heightened compliance and increased regulatory disclosure obligations. In fact, I often hear from many advisors, who say, “What’s the problem that regulators are trying to fix?” Others, such as an industry veteran on the verge of retirement a few years ago, […]

We are pleased to provide InvestorPOS’ comments to the Bank for International Settlements’ Point of Sale disclosure in the insurance, banking and securities sectors consultative document published in August 2013. InvestorPOS is an affiliate member of the Investment Funds Institute of Canada (IFIC) and participates in IFIC’s Point of Sale Advisory Task Force. As a […]

The Canadian Securities Administrators (CSA) today announced the final rule for Stage 2 of the mutual fund Point of Sale regulation which will require mutual fund dealers to deliver the Fund Facts document to investors in lieu of the prospectus. According to the CSA press release, dealers will have one year (the deadline is June […]

Documents can now be processed in batches within InvestorPOS Publisher. This new feature will allow you to combine multiple documents into one large PDF or create a ZIP file of several hundred individual PDFs within minutes. You can also select many documents at one time and have a blackline document created for each and inserted […]