On-Demand Webinar

The convergence of wealth management and retirement planning is reshaping the financial services industry. As retirement plan advisors (RPAs) expand into wealth, and wealth managers target retirement assets, rollovers have emerged as the key battleground, representing a trillion dollars annually in addressable assets. 

This seismic shift brings both opportunity and regulatory scrutiny. Growth focused firms are equipping their advisors to deliver holistic advice while ensuring alignment with the client’s best interest — a challenge in today’s dynamic regulatory environment. 

Watch a panel of industry leaders discuss: 

• The drivers and implications of the wealth-retirement convergence 

• Why IRA rollovers are at the heart of this $10+ trillion retirement opportunity 

• Navigating regulatory expectations under Reg BI, and PTE 2020-02 

• Best practices for capturing rollovers while maintaining process oversight and defensibility 

• How leading firms are using shifting their focus to empower advisors and reduce risk 

Download Webinar Insights:

Anuraag Tripathi, CEO, Manifest

Anuraag is the CEO of Manifest – the easiest way to consolidate 401(k)s. Previously, he worked in investment banking while volunteering his time to restructure Illinois’ pension liabilities. Manifest is Anuraag’s third company and second in the retirement industry. Before decreasing the administrative hurdles of transferring retirement accounts, he built a full-service recordkeeper for small businesses. Anuraag is passionate about maximizing retirement outcomes by applying technology to increase the accessibility, speed, and accuracy of financial services.

Michael Doshier, SVP, Head of Retirement, LPL Financial

Michael is a leading industry voice, offering strategic insights on the key trends in retirement. He is focused on building services and solutions that enable the firm’s network of advisors to receive the strongest possible support, empowering them to perform at their best for their clients.

His national and global experience has provided a deep understanding of best practices and reinforced the importance of client-centric relationships. Michael believes there is no substitute for putting clients first, a value that LPL has successfully woven into the fabric of its organization. Guided by principles learned early in life—being authentic and consistent, serving others, and earning respect—he views integrity as essential to a well-lived life and believes strongly in the power of coaching and mentoring future generations.

Fred Barstein, Founder and CEO, The Retirement Adviser University

Fred Barstein is founder and CEO of The Retirement Adviser University, a collaboration with UCLA Anderson School of Management Executive Education, The Plan Sponsor University and 401kTV. He is contributing editor for WealthManagement.com’s RPA Edge Omnichannel and the RPA Roundtables & Thinktanks for senior managers at DC record keepers, aggregators, broker dealers and CIOs. He helped create the National Association of Plan Advisors as a member of the founding Leadership Board, Chair of the Membership Committee and was founding Editor-in-Chief for NAPA-Net which he led until 2016. Barstein received his Bachelor of Arts Degree from Boston College and his Law Degree from Cardozo School of Law, Yeshiva University.

Bonnie Treichel, Founder and Chief Solutions Office, Endeavor Retirement

Bonnie Treichel is the Founder and Chief Solutions Officer of Endeavor Retirement. With her experience as an ERISA attorney, financial advisor, and plan sponsor, Bonnie knows first-hand the complexities and challenges of the U.S. retirement market. She founded Endeavor Retirement to put her expertise to work to solve problems for professionals throughout the retirement industry. Bonnie is a 2022 On the Rise—Top 40 Young Lawyers honoree of the American Bar Association. In 2023, Bonnie was named to InvestmentNews 40 Under 40 list. She is on the board for the FinServ Foundation and active in the American Retirement Association.

Parham Nasseri, President, InvestorCOM

Parham Nasseri has spent his career translating complex regulatory requirements into technology solutions that improve investor and advisor outcomes. He has over 15 years of regulatory and wealth management experience, including senior roles in regulatory analytics, digital transformation, and investment analytics.

Parham currently serves as Vice President, Product & Regulatory Strategy at InvestorCOM, a leading software solutions provider for the financial services industry. He serves on several advisory boards including Ontario Securities Commission’s Investor Advisory Panel, CFA Societies’ Canadian Advocacy Council, The Canadian RegTech Association, and Junior Achievements of Central Ontario. He is also the host of the Wealth Compliance Leaders series.