Tag: Shelf Management

Meeting New KYP Requirements Without Restricting Shelves

Meeting New KYP Requirements Without Restricting Shelves

In response to recent know-your-product (KYP) regulations on both sides of the border, some of the industry has focused on reducing product shelves and in some cases eliminating third-party products altogether. The intent of the new regulations is to ensure that advisors consider a reasonable range of alternatives when making a recommendation. By pruning their […]

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