regulation best interest

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Travis Champion Joins InvestorCOM as VP Business Development

News February 10, 2021

Travis Champion is an accomplished business leader who has been in the wealth management industry for over 20 years. Toronto, ON, February 16, 2020 – InvestorCOM, a leading provider of […]

InvestorCOM Launches Compliance Platform for Regulation Best Interest

News April 6, 2020

Reg BI compliance pushed forward in spite of COVID-19 challenges: Intuitive, modular solution allows broker-dealers to monitor their product shelf, compare reasonable product alternatives, and deliver compliance and client documents […]

Tag: regulation best interest

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