Tag: regulation best interest

Travis Champion Joins InvestorCOM as VP Business Development

News

Travis Champion is an accomplished business leader who has been in the wealth management industry for over 20 years.   Toronto, ON, February 16, 2020 – InvestorCOM, a leading provider of compliance software solutions for the wealth management industry is very pleased to announce the appointment of Travis Champion as Vice-President, Business Development.  The increasing regulatory […]

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InvestorCOM Launches Compliance Platform for Regulation Best Interest

News

Reg BI compliance pushed forward in spite of COVID-19 challenges: Intuitive, modular solution allows broker-dealers to monitor their product shelf, compare reasonable product alternatives, and deliver compliance and client documents digitally Toronto, ON, Apr 7, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced […]

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