Tag: Publishing

New Record-Keeping Requirements Raise Compliance Concerns

Blog August 4, 2015

The Ontario government quietly amended the Ontario Securities Act a few weeks ago, paving the way for even greater disclosure and compliance measures by dealers and their advisors. In fact, as Blakes highlights in their June 29, 2015 bulletin the new record-keeping obligation will place even more onus on all dealers, advisors and other market […]

The Connected World We Live In

Blog July 20, 2015

Anthony Boright, president of InvestorCOM recently published the following article in the Investment Executive titled, The Internet of Financial Things. This article really sheds light on the world of connected devices we live in and how this is being introduced into the financial services industry. As a CIBC customer I saw another example recently when […]