Point of Sale Stage 3 Final Ruling – Executive Summary

December 12, 2014, TORONTO – The Canadian Securities Administrators (CSA) released the final rule amendments on Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts (POS 3) on December 11, 2014. The rule can be found on the Ontario Securities Commission’s web site or by clicking here. Click on the button below for an Executive Summary of the Amendments and the corresponding features of our InvestorPOS repository and delivery solution we have in place today to meet the requirements (in italics). We launched the InvestorPOS Fund Facts solution over 3 years ago (in October 2011) in anticipation of this Stage 3 pre-sale delivery requirement…. we’re ready to help you!

View Executive Summary