International Awards Program Recognizes Outstanding Financial Technology Products And Companies TORONTO – March 23, 2023 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that […]
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InvestorCOM’s innovative technology helps financial professionals assess, document and disclose best interest investment and rollover recommendations. Toronto, ON, February 23, 2023 – InvestorCOM, a leading regulatory software provider to […]
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Since 2020, North American regulators have required financial professionals to assess costs and reasonably available alternatives when making best interest recommendations. During this time, InvestorCOM has helped thousands of financial […]
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Regulation Best Interest (Reg BI) came into effect on June 30, 2020. Since then, FINRA and the SEC’s Division of Examinations have been reviewing firms’ implementation and compliance practices throughout […]
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The Securities and Exchange Commission’s Best Interest Rule includes several mentions of the requirements and allowances for determining which investment products are considered reasonably available alternatives under Regulation Best Interest’s […]
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Meet InvestorCOM at the SIFMA C&L Annual Seminar 2023 on March 12-15 2023 in San Diego. SIFMA’s C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals […]
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As 2022 draws to a close, it’s a wonderful time to reflect on key milestones in our company’s journey and share our plans for the path ahead in 2023. A […]
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