As we approach the end of another transformative year, InvestorCOM celebrates the milestones and progress that defined 2024. The year was defined by a rapidly evolving wealth management industry responding to significant developments in regulatory policy. At InvestorCOM, we remained steadfast in our mission to empower firms and financial professionals with innovative solutions, helping them stay ahead of the evolving regulatory landscape while growing their practices.

A Year of Community Engagement

We hosted 16 webinars for the community, with over 2,500 wealth industry participants.

Our 3 most popular webinars:

1. Impact of the New Administration on Wealth Management Regulations
2. DOL & SEC’s Best Interest Principles
3. DOL Fiduciary Rule Mania – Navigating Uncertainty

Our LinkedIn family grew to over 3,000! Our content was viewed 186,000 times, and engaged with the community over 11,000 times.

A Year of Customer Growth

We partnered with 14 new enterprise wealth firms across North America, serving over 37,000 financial professionals.

Our product suite delivered:

• Over 52,500 rollover recommendations, transferring over $15 billion in assets.
• 37,877 investment product recommendations, comparing costs and reasonable alternatives across stocks, bonds, mutual funds, ETFs, annuities and more.
• 1,936 Account type recommendations.
• Over 2.8 Million fund fact point of sale deliveries.
• Over 16,500 investment disclosure documents to improve investor transparency and communication.

Our commitment to help our clients drive Better Financial Decisions enabled them to compliantly grow their assets.  One standout story was Alphastar:

You can read the full story here: How Alphastar Leverages Technology for Compliance, Efficiency and Growth

A Year of Product Growth

We revamped and rolled out a new version of PeerCompare to the market! Read all about it here: Introducing the NEW PeerCompare.

A Year of Shaping Industry Opinion

We shared insight through 30 editorials and updates, to help shape opinion in the industry. Here are 5 picks from our team:

• Best Interest Era: Implications, and Necessary Transformation
• Document Rollover Recommendations with Confidence
• Navigating Regulatory Exams in the Age of Best Interest
• Addressing Internal Challenges to Wealth Firms’ Growth
• Fiduciary Rule Mania: Navigating Uncertainty

A Year of Organizational Development

We bonded, stepped out, performed, and grew as a team.

Our values help shape a culture of collaboration, resilience, and innovation, where care for one another and a commitment to excellence drive everything that we do. This year, we received an inspiring 102 InvestorCOM Value Submissions, and 235 leadership nominations, reflecting our core principles.

This year has reaffirmed our commitment to helping financial firms navigate the complexities of compliance with confidence and agility. As we look ahead to 2025, we recognize the potential for political change and opportunity, which is likely to bring new regulatory priorities and initiatives. InvestorCOM remains steadfast in our mission to innovate, adapt, and lead, ensuring our clients are well-positioned to succeed in an evolving regulatory landscape. Here’s to a new year of growth, collaboration, and shared success.