The Reg BI deadline is now behind us. What you do next depends on your firm’s state of readiness.
This white paper proposes a roadmap for firms on their implementation journey and examines:
- The various aspects of Reg BI compliance efforts taken to date
- The state of industry readiness and the three broad categories that firms fall into
- The approach industry leaders are taking in the operational aspects of compliance risk management – including monitoring and policy management, compliance training and communication.
Download the white paper to learn more.