ComplyConnect Conference & Expo
November 8 – 10, 2022 | Austin, TX
InvestorCOM is pleased to be participating at the ComplyConnect Conference & Expo taking place at the Omni Barton Creek Resort & Spa in Austin, Texas. This event provides a unique opportunity for compliance professionals to learn, connect and engage with peers and industry leaders.
Attend a session with InvestorCOM:
Tuesday, Nov 8, 2022 at 2.45 pm-4.00 pm (Breakout 202)
Documenting 401(k) and IRA Rollovers, Preparing for your First Annual Review, and More: Living with DOL PTE 2020-2
Speakers: Parham Nasseri, InvestorCOM; Craig Watanabe, DFPG Investments; Rob Stirling, NRS Executive Consultant
Thursday, Nov 10, 2022 at 10.15 am-11.15 pm (Breakout 704)
Technology for Implementing PTE 2020-02
Speakers: Parham Nasseri, InvestorCOM; Mike Lubansky, RIA in a Box
Meet with Parham at the event. Book a time in his calendar here.