While the name is new, the marriage of technology and regulation to address regulatory challenges has existed for some time. Increasing levels of regulation and a greater focus on data and reporting has brought the RegTech offering to the forefront. Firms that invest in these solutions (and the underlying technology solutions) will see significant positive impact on people and processes in their firms.

RegTech helps firms automate compliance tasks to reduce operational risks associated with meeting regulatory obligations. InvestorCOM’s RegTech solutions include a full suite of automated publishing and e-delivery solutions for Fund Facts, Information Folders, MRFPs and Financial Statements.

Deloitte published a great article here: https://www2.deloitte.com/ie/en/pages/financial-services/articles/RegTech-is-the-new-FinTech.html

Tags: Financial Services, Regulatory