InvestorCOM Appoints John Morgan to Lead Sales Strategy for Regulatory Compliance
Industry veteran John Morgan to drive sales growth for company’s suite of compliance solutions for Regulation Best Interest
Toronto, ON, Apr 3, 2020 – InvestorCOM, the leading provider of regulatory compliance software and communications solutions for the financial services industry, today announced the addition of finance industry veteran John Morgan to the company’s team of RegTech experts. In this role, John will lead the sales strategy for InvestorCOM’s entry into the US market.
John has over 20 years’ experience in the US financial services industry. He brings expertise in fintech consulting where he consistently aligned client objectives with strategic solutions to provide better outcomes for advisors. John also spent 17 years as an Advisor/Independent OSJ and founder of JM Morgan Financial Partners.
“John clearly understands the challenges facing the industry when it comes to meeting regulatory compliance requirements,” said David Reeve, CEO of InvestorCOM. “He’s well established amongst decision-makers in the finance community and can open doors for us immediately. We are excited to have him on board.”
InvestorCOM has recently launched their solutions for Regulation Best Interest “Reg BI” which will appeal to broker-dealer firms who need to establish processes and solutions to ensure compliance when making investment recommendations for their clients by June 30, 2020.
InvestorCOM’s Reg BI compliance platform is available today and supports three key categories:
- Deliver all compliance and client documents – including Form CRS – digitally and securely.
- Review reasonable product alternatives and generate disclosure documents
- Monitor your shelf of investment products with alerts on material product changes
To learn more about InvestorCOM’s solution for Reg BI, visit RegBIReady.com
About InvestorCOM Inc.
InvestorCOM is a leading provider of regulatory compliance software and outsourcing solutions to the wealth management industry. Our intuitive and innovative suite of RegTech solutions enable effective communications and disclosure in an increasingly regulated environment. For more information, visit www.InvestorCOM.com, email firstname.lastname@example.org or call 1-800-361-9494.
For more information:
Vice President, Marketing
Tel. +1 800 361 9494