Webinar: Challenges and Best Practices for KYP Compliance
Dealers need to monitor the ever-changing landscape of investment products on their shelf. However satisfying current KYP requirements in a product universe with thousands of changes every week is difficult. And those requirements are increasing.
Sign up to hear industry experts from Assante Wealth Management, Manulife Securities, TD Wealth and InvestorCOM discuss the challenges and best practices on how to focus on material changes and stay on top of their product shelves.