Get ahead on the client-focused reforms
Advisors could begin to use technology now to stay onside of the CSA’s proposed client-focused reforms when they take effect By: David Reeve December 10, 2018 Full Article: www.investmentexecutive.com The Canadian Securities Administrators’ (CSA) proposed client-focused reforms are expected to impose additional compliance obligations on financial advisors and their dealers relating to “know your client” (KYC), […]
Read More