Turn compliance into a strategic advantage.

We help you meet your regulatory obligations, driving better financial decisions.

Turn compliance into a strategic advantage.

We help you meet your regulatory obligations, driving better financial decisions.

Turn compliance into a strategic advantage.

Trusted by 500+ wealth and asset managers.

WEALTH MANAGERS

A powerful platform for pre-trade compliance.

Best interest starts at the product shelf.

Offer the most competitive, up-to-date products to your clients.

Assess and compare investments with ease.

Make best interest product, account-type and rollover recommendations.

Recordkeeping and disclosure in one click.

Digitally document and disclose all client communications.

Designed to tackle complex regulatory requirements efficiently and intuitively.

ASSET MANAGERS

Do more with InvestorCOM.

“RolloverAnalyzer empowers our advisors to grow their business by pursuing rollover opportunities while making compliant recommendations that are in the investor’s best interest.”

Shannon Spotswood RFG Advisory

Shannon Spotswood
President at RFG Advisory

“InvestorCOM has the best KYP tools in the market.”

Rich Rizi Wordsource

Richard Rizi
Senior Director Investment Services at Worldsource Wealth Management

“Meeting Reg BI compliance with a remote workforce of advisors is only possible by using a technology like this. We are impressed by InvestorCOM’s comprehensive solution.”

William Best
COO at Regal Holdings

“InvestorCOM PeerCompare takes the guesswork out of making compliant product recommendations.”

Risa Gomez Davenport and Company

Risa Gomez
First President of Retirement Plan Services at Davenport & Company LLC

“InvestorCOM’s compliance platform is well-suited to help broker-dealers meet many facets of their best interest obligations.”

Will Trout
Director Wealth Management, Javelin Strategy

“InvestorCOM Publisher is reliable, flexible to our business needs, and accessible from everywhere. This is especially important when we have regulatory deadlines and last minute updates that need to be made.”

Shanta Singh
Fund Complex Manager at Russell Investments

The InvestorCOM difference.

More than 30 years of experience.

Clients choose us for our innovative technology and deep domain knowledge.

Easy to use, easy to implement.

Our modular solutions can be implemented in as little as two weeks.

Your success is our priority.

We are committed to being your most valued compliance solutions partner.