International Organization of Securities Commissions (IOSCO) releases its “Principles on Point of Sale Disclosure” consultation paper
The International Organization of Securities Commissions Technical Committee’s (TC) Standing Committee on the Regulation of Market Intermediaries (TCSC3) and its Standing Committee on Investment Management (TCSC5) (collectively: the Joint Group) have published for public consultation this Consultation Report on Principles on Point of Sale Disclosure. The Consultation Report sets out a set of principles that […]
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