Investorcom and IRALOGIX Partner To Turn Compliance into a Growth Engine for Holistic Retirement Advice

News
Complementary Platforms Empower Financial Professionals to Capture the Trillion-Dollar Rollover Opportunity by Transforming Regulatory Obligations into Client Growth and Better Retirement Outcomes Toronto and Pittsburgh, PA – May 12, 2026 – InvestorCOM, an award-winning compliant growth partner to leading wealth managers, and IRALOGIX, the leading fintech provider of cloud-native IRA recordkeeping solutions, today announced a [...] Read More

Product Pulse – Intelligent Plan Lookup in RolloverAnalyzer™

Blog
Every second an advisor spends hunting for the “right” plan name is a second not spent with the client. A missing ampersand. A different filing format. An abbreviated company name. Small friction points — but they slow down rollover workflows, create frustration, and impact advisor efficiency at scale. That’s why we enhanced Intelligent Plan Lookup [...] Read More

Bridging the Gap Between Investor Anxiety and Advisor Guidance

Blog

How advisors can turn retirement concerns into structured, compliant conversations   Executive Summary Retirement anxiety is widespread among investors, yet most never engage an advisor. Closing that gap, supported by the right data, workflows, and compliance solutions is one of the clearest paths to better retirement outcomes.   The Retirement Confidence Gap U.S. investors face […]

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FINRA’s Scrutiny of Variable Annuities Ramps up

Blog

By the InvestorCOM Team | ~7 min read Variable annuities have always sat near the top of FINRA’s exam priority list, but recent guidance and enforcement activity make clear the bar has moved. As Norton Rose Fulbright recently observed, FINRA has “upped regulatory scrutiny” of variable annuities, with examiners zeroing in on exchanges, RILA recommendations, […]

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The DOL Rule Is “Dead.” Best Interest Analysis Is Anything But.

Blog
When the latest DOL fiduciary rule was vacated, a familiar narrative took hold: with the regulatory pressure off, firms would dial back the rigor of their rollover process. Less analysis. Lighter documentation. A return to "good enough." The data tells a very different story. What we're seeing in the platform Across InvestorCOM's rollover analytics platform, [...] Read More

A ‘Dead’ DOL Rule Doesn’t Mean Advisors Can Relax, Experts Warn

Blog

By Tracey Longo | This article first appeared in the Financial Advisor magazine The Department of Labor’s latest fiduciary rule proposal may be dead, but that doesn’t mean advisors can ignore compliance, experts warn. Federal courts and the new leadership at the DOL may have wiped away the overhaul, but for wealth managers and advisors, the […]

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Rollover Advice Compliance Checklist

White Papers
Impact of DOL’s Vacatur on Rollover Advice This practical checklist to helps you navigate rollover advice across Reg BI, the 5-Part Test, and PTE 2020-02 — without ambiguity. What You’ll Get A structured framework to make rollover advice defensible and repeatable: Align with today’s regulatory landscape Compare plan vs. IRA across key factors Document rationale [...] Read More

The New Reality of Rollover Advice

Events
Clarity in an Era of Ambiguity For wealth firms, the conversation around rollover advice has entered a new phase—defined less by sweeping new regulatory expectations and more by persistent change and ambiguity. The vacating of the Department of Labor’s Retirement Security Rule did not eliminate fiduciary responsibility. Instead, it exposed a more complex reality: multiple [...] Read More

The Metric That Matters Most: Utilization

Blog
A few years ago, we started dabbling in a question that sounds simple, until you try to answer it honestly. What metric best reflects whether our software is delivering real value? John Doerr’s Measure What Matters reinforces a powerful idea: focus on what actually drives outcomes. That framing pushed us toward a related question, not [...] Read More

FAQ: DOL Fiduciary Rule Reset – What Advisors Need to Know

Blog
Recent headlines about the rollback of the Biden-era Retirement Security Rule have left many wealth and retirement professionals asking a simple question: what actually matters now? To help cut through the noise, we’ve put together a concise FAQ. Click on a question below to explore further. What happened with the 2024 Fiduciary Rule?Within the past [...] Read More