Online Session: September 12, 2024
Join Armin Sarabi, Chief Compliance Officer & General Counsel of Alphastar Capital Management, for an exclusive session as he shares the transformative journey from cumbersome fillable PDFs to cutting-edge digital technology.
Discover how this shift has revolutionized his firm, enhancing efficiency, streamlining regulatory compliance, and positioning them for future success.
Don’t miss this opportunity to gain firsthand insights into the benefits of digital innovation in compliance.
About Alphastar: Alphastar Capital Management provides discretionary portfolio management to individual client families and institutional investors through relationships with financial advisors. Alphastar manages a series of portfolio solutions designed for a wide range of investors with diverse wealth management objectives.
Meet Your Speaker
Armin Sarabi, Chief Compliance Officer & General Counsel, Alphastar Capital Management
As Chief Compliance Officer, Armin is responsible for the oversight of Alphastar’s compliance program and establishing standards and implementing procedures to ensure that the compliance programs throughout Alphastar are effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations. As General Counsel, Armin is responsible for providing legal advice and counsel for all legal matters related to Alphastar’s general business.