Compliance complexity is increasing – whether it is the regulation itself, business environment, IT systems affected, people or processes. Large and small organizations contend with mounting levels of compliance and most struggle under the weight of this increasing cost. And it’s not just about hiring more compliance staff and spending money.
Companies need digital strategies for the evolving regulatory landscape and many seek technology to help address the challenges. “Regtech” has emerged as a new category of fintech, for technology companies focused on providing technology solutions that ease the regulatory burden for their clients. InvestorCOM is a leading participant in this sector.
InvestorCOM offers a suite of digital solutions enabling financial organizations to meet these compliance challenges. Our Publisher™ solution is a cloud application used by asset managers to quickly and efficiently publish their disclosure documents online, replacing the manual and more costly typesetting exercise. Our InvestorPOS™ platform has transformed the regulatory disclosure landscape, converting 95% of document delivery events from the print/mail channel to the digital channel.
Read our case study to learn how our innovative compliance solutions helped the Canadian wealth management industry address the Point of Sale regulation.